Sec Form 3 Filing - Bradley Mark T. @ Endo International plc - 2020-03-06

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bradley Mark T.
2. Issuer Name and Ticker or Trading Symbol
Endo International plc [ ENDP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Chief Financial Officer
(Last) (First) (Middle)
C/O ENDO INTERNATIONAL PLC, FIRST FL, MINERVA HOUSE, SIMMONSCOURT RD
3. Date of Earliest Transaction (MM/DD/YY)
03/06/2020
(Street)
BALLSBRIDGE, DUBLIN, L2
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 11,887 D
2015 Stock Incentive Plan Restricted Stock Units (RSU) ( 1 ) 4,861 D
2015 Stock Incentive Plan Restricted Stock Units (RSU) ( 2 ) 41,666 D
2015 Stock Incentive Plan Restricted Stock Units (RSU) ( 3 ) 26,805 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2015 Stock Incentive Plan Options (NQ) ( 4 ) $ 33.98 ( 4 ) 02/23/2021 Ordinary Shares 3,360 D
2015 Stock Incentive Plan Options (NQ) ( 5 ) $ 79.33 ( 5 ) 02/26/2021 Ordinary Shares 3,432 D
2015 Stock Incentive Plan Options (NQ) ( 6 ) $ 34.7 ( 6 ) 02/22/2022 Ordinary Shares 6,635 D
2015 Stock Incentive Plan Options (NQ) ( 7 ) $ 85.25 ( 7 ) 02/24/2022 Ordinary Shares 2,976 D
2015 Stock Incentive Plan Options (NQ) ( 8 ) $ 50.22 ( 8 ) 02/23/2026 Ordinary Shares 5,872 D
2015 Stock Incentive Plan Options (NQ) ( 9 ) $ 14.3 ( 9 ) 05/16/2026 Ordinary Shares 9,536 D
2015 Stock Incentive Plan Options (NQ) ( 10 ) $ 13.19 ( 10 ) 02/21/2027 Ordinary Shares 18,424 D
2015 Stock Incentive Plan Options (NQ) ( 11 ) $ 7.55 ( 11 ) 08/10/2027 Ordinary Shares 33,143 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bradley Mark T.
C/O ENDO INTERNATIONAL PLC
FIRST FL, MINERVA HOUSE, SIMMONSCOURT RD
BALLSBRIDGE, DUBLIN, L2
EVP, Chief Financial Officer
Signatures
/s/ Yoon Ah Oh, by power of attorney 03/06/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On August 10, 2017, 14,583 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, 9,722 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
( 2 )On April 2, 2018, 62,500 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, 20,834 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
( 3 )On March 29, 2019, 26,805 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, no RSUs have vested or been released. The amount reported in Table I represents the unvested portion as of that date.
( 4 )On February 23, 2011, 4,480 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 4,480 non-qualified stock options had vested and 1,120 had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 5 )On February 26, 2014, 3,432 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 3,432 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 6 )On February 22, 2012, 6,635 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 6,635 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 7 )On February 24, 2015, 2,976 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 2,976 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 8 )On February 23, 2016, 5,872 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 5,872 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 9 )On May 16, 2016, 9,536 non-qualified stock options were granted to Mr. Bradley with one-third vesting on each of the first three grant date anniversaries. As of March 6, 2020, 9,536 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 10 )On February 21, 2017, 18,424 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 13,818 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
( 11 )On August 10, 2017, 33,143 non-qualified stock options were granted to Mr. Bradley with one-third vesting on each of the first three grant date anniversaries. As of March 6, 2020, 22,096 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.

Remarks:
These securities represent the amounts owned by Mr. Bradley as of March 6, 2020, the date of effectiveness of his appointment as Executive Vice President and Chief Financial Officer of Endo International plc.

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