Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: This Amendment to Form 3 is being filed because at the time of filing the original Form 3 filed on February 10, 2014, the reporting persons identified on the Form 3 were not beneficial owners, and are not currently beneficial owners, of the Issuer's Class A Common Stock. The reporting persons are not deemed to own shares of Class A Common Stock through the ownership of the Units in Malibu Boats Holdings, LLC (the "LLC Units") held by Horizon Holdings, LLC ("Horizon") and Malibu Holdings, L.P. ("Malibu Holdings") because if either of Horizon or Malibu Holdings were to request an exchange of the LLC Units to Class A Common Stock, the Issuer may, at the Issuer's option, other than in the event of a change in control, elect to pay cash equal to the market value of the Class A Common Stock.The LLC Units were issued to Malibu Holdings and Horizon on February 5, 2014 immediately prior to the completion of the initial public offering of the Issuer (the "IPO") pursuant to the distribution provisions of the former limited liability company agreement of Malibu Boats Holdings, LLC (the "LLC") as part of a reorganization of the LLC effected in connection with the IPO and pursuant to an exemption from Section 16 of the Securities Exchange Act of 1934, as amended. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.