Sec Form 4/A Filing - Lee Edward Shihai @ FOCUS UNIVERSAL INC. - 2021-01-07

FORM 4/A Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Lee Edward Shihai 2. Issuer Name and Ticker or Trading Symbol FOCUS UNIVERSAL INC. [ FCUV] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O FOCUS UNIVERSAL INC., 2311 EAST LOCUST COURT 3. Date of Earliest Transaction (MM/DD/YY) 01/07/2021 (Street) ONTARIO, CA91761 4. If Amendment, Date Original Filed (MM/DD/YY) 03/10/2021 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common stock 01/07/2021 G 142,800 D 7,457,200 D Common stock 01/07/2021 G 142,800 A 142,800 I See Footnote( 1 ) Common stock 02/01/2021 G 125,000 D 7,332,200 D Common stock 02/01/2021 G 125,000 A 267,800 I See Footnote( 2 ) Common stock 02/04/2021 G 125,000 D 7,207,200 D Common stock 02/04/2021 G 125,000 A 392,800 I See Footnote( 3 ) Common stock 02/10/2021 G 125,000 D 7,082,200 D Common stock 02/10/2021 G 125,000 A 517,800 I See Footnote( 4 ) Common stock 02/10/2021 G 125,000 D 6,957,200 D Common stock 02/10/2021 G 125,000 A 125,000 I See Footnote( 5 ) Common stock 02/10/2021 G 125,000 D 6,832,200 D Common stock 02/10/2021 G 125,000 A 125,000 I See Footnote( 6 ) Common stock 03/01/2021 G 250,000 D 6,582,200 D Common stock 03/01/2021 G 250,000 A 375,000 I See Footnote( 7 ) Common stock 03/01/2021 G 250,000 D 6,332,200 D Common stock 03/01/2021 G 250,000 A 375,000 I See Footnote( 8 ) Common stock 03/03/2021 G 375,000 D 5,957,200 D Common stock 03/03/2021 G 375,000 A 892,800 I See Footnote( 9 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Lee Edward Shihai C/O FOCUS UNIVERSAL INC. 2311 EAST LOCUST COURT ONTARIO, CA91761 X X Signatures /s/ Gilbert J. Bradshaw, Attorney-in-Fact for Edward Lee 04/04/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. ( 2 )The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. ( 3 )The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. ( 4 )The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. ( 5 )The Reporting Perso n transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child. ( 6 )The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child. ( 7 )The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child. ( 8 )The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child. ( 9 )The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Remarks: The Reporting Person made these changes for estate planning purposes, but he could only medallion signature guarantee certain amounts of shares per week which why there are multiple transfers.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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