Insider filing report for Changes in Beneficial Ownership
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: Todd Holmes is a principal at CR Group L.P. ("CRG"). CRG is the investment manager for CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., CRG Partners III L.P. and CRG Partners III - Parallel Fund "A" L.P. (collectively, the "Funds"). The Funds collectively hold all of the issued and outstanding shares of Iroko Pharmaceuticals Inc., which in turn holds all of the issued and outstanding shares of Iroko Properties Inc. Iroko Properties Inc. directly owns 4,586,874 shares of the Issuer's common stock and warrants to purchase an additional 2,436,459 shares of the Issuer's common stock. Mr. Holmes disclaims beneficial ownership for any shares or warrants of the Issuer held by the Funds because he has does not have voting nor dispositive control of these shares or warrants. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.