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Sec Form 4 Filing - Eckersley Timothy P @ Allegion plc - 2021-05-25

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Eckersley Timothy P
2. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. VP-Allegion International
(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENNSYLVANIA STREET
3. Date of Earliest Transaction (MM/DD/YY)
05/25/2021
(Street)
CARMEL, IN46032
4. If Amendment, Date Original Filed (MM/DD/YY)
05/27/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 05/25/2021 M 3,496 A $ 57.85 37,534.907 D
Ordinary Shares 05/25/2021 S 3,496 D $ 139.99 ( 1 ) 34,038.907 D
Ordinary Shares 05/25/2021 M 1,896 A $ 54.125 35,934.907 D
Ordinary Shares 05/25/2021 S 1,896 D $ 139.49 ( 2 ) 34,038.907 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 57.85 05/25/2021 M 3,496 ( 3 ) 02/20/2025 Ordinary Shares 3,496 $ 0 3,496 D
Stock Option (Right to Buy) $ 54.125 05/25/2021 M 1,896 ( 4 ) 03/11/2024 Ordinary Shares 1,896 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Eckersley Timothy P
C/O SCHLAGE LOCK COMPANY LLC
11819 N. PENNSYLVANIA STREET
CARMEL, IN46032
Sr. VP-Allegion International
Signatures
/s/ Hatsuki Miyata, Attorney-In-Fact 06/02/2021
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction was executed in multiple sales all at $139.99 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected regarding this footnote.
( 2 )This transaction was executed in multiple sales all at $139.49 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected regarding this footnote.
( 3 )A stock option that vested in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018, and is exercisable.
( 4 )A stock option that vested in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017, and is exercisable.

Remarks:
This Form 4/A amends and restates the original Form 4 filed on May 27, 2021 which inadvertently omitted, due to administrative error, the exercise of stock options granted on February 20, 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.