Sec Form 4 Filing - Melsert Ryan Mitchell @ AMERICAN BATTERY TECHNOLOGY Co - 2024-04-04

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Melsert Ryan Mitchell
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY, 100 WASHINGTON STREET, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
04/04/2024
(Street)
RENO, NV89503
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/05/2024 A 5,221 ( 1 ) A $ 0 1,095,629 D
Common Stock 04/05/2024 A 10,938 ( 2 ) A $ 0 1,106,567 D
Common Stock 04/08/2024 F 3,781 ( 3 ) D $ 1.83 1,102,786 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 10.5 04/04/2024 P 8,173 ( 4 ) 04/04/2024 04/04/2029 Common Stock 8,173 $ 10.5 485,858 ( 5 ) D
Warrants $ 10.49 04/04/2024 P 2,951 ( 4 ) 04/04/2024 04/04/2029 Common Stock 2,951 $ 10.49 488,809 D
Warrants $ 4.33 04/04/2024 P 19,699 ( 4 ) 04/04/2024 04/04/2029 Common Stock 19,699 $ 4.33 508,508 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Melsert Ryan Mitchell
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100
RENO, NV89503
X Chief Executive Officer
Signatures
/s/ Ryan Mitchell Melsert 04/08/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
( 2 )Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
( 3 )Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
( 4 )Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.
( 5 )The number of warrants beneficially owned following the reported transaction is as of April 8, 2024 and reflects a correction to the total number of warrants that was previously underreported due to administrative error on the Reporting Persons Form 4/A dated April 3, 2024.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.