Sec Form 3 Filing - Salvato Andrea @ Liberty Global plc - 2019-06-11

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Salvato Andrea
2. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [ LBTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, CHIEF DEVELOPMENT OFFICER
(Last) (First) (Middle)
161 HAMMERSMITH ROAD
3. Date of Earliest Transaction (MM/DD/YY)
06/11/2019
(Street)
LONDON, X0
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 34,495 D
Class C Ordinary Shares 95,727 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units A ( 2 ) ( 1 ) ( 1 ) Class A Ordinary Shares 12,460 D
Restricted Share Units A ( 2 ) ( 3 ) ( 3 ) Class A Ordinary Shares 2,481 D
Restricted Share Units C ( 2 ) ( 1 ) ( 1 ) Class C Ordinary Shares 24,921 D
Restricted Share Units C ( 2 ) ( 3 ) ( 3 ) Class C Ordinary Shares 4,962 D
Share Appreciation Rights A $ 29.45 ( 4 ) 05/01/2020 Class A Ordinary Shares 13,444 D
Share Appreciation Rights A $ 27.71 ( 4 ) 06/24/2020 Class A Ordinary Shares 65,647 D
Share Appreciation Rights A $ 32.37 ( 4 ) 05/01/2021 Class A Ordinary Shares 23,535 D
Share Appreciation Rights A $ 42.01 ( 4 ) 05/01/2022 Class A Ordinary Shares 18,328 D
Share Appreciation Rights A $ 32.81 ( 5 ) 05/01/2023 Class A Ordinary Shares 30,272 D
Share Appreciation Rights A $ 35.69 ( 6 ) 05/01/2024 Class A Ordinary Shares 28,480 D
Share Appreciation Rights A $ 29.88 ( 7 ) 05/01/2025 Class A Ordinary Shares 52,287 D
Share Appreciation Rights A $ 24.9 ( 8 ) 04/01/2029 Class A Ordinary Shares 63,221 D
Share Appreciation Rights C $ 27.13 ( 4 ) 05/01/2020 Class C Ordinary Shares 26,769 D
Share Appreciation Rights C $ 29.05 ( 4 ) 05/01/2020 Class C Ordinary Shares 13,381 D
Share Appreciation Rights C $ 25.84 ( 4 ) 06/24/2020 Class C Ordinary Shares 130,674 D
Share Appreciation Rights C $ 27.34 ( 4 ) 06/24/2020 Class C Ordinary Shares 65,369 D
Share Appreciation Rights C $ 30.81 ( 4 ) 05/01/2021 Class C Ordinary Shares 46,831 D
Share Appreciation Rights C $ 40.52 ( 4 ) 05/01/2022 Class C Ordinary Shares 36,955 D
Share Appreciation Rights C $ 31.65 ( 5 ) 05/01/2023 Class C Ordinary Shares 60,544 D
Share Appreciation Rights C $ 34.8 ( 6 ) 05/01/2024 Class C Ordinary Shares 56,960 D
Share Appreciation Rights C $ 28.94 ( 7 ) 05/01/2025 Class C Ordinary Shares 104,574 D
Share Appreciation Rights C $ 24.15 ( 8 ) 04/01/2029 Class C Ordinary Shares 126,442 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Salvato Andrea
161 HAMMERSMITH ROAD
LONDON, X0
SVP, CHIEF DEVELOPMENT OFFICER
Signatures
/s/ Andrea Salvato 06/20/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Restricted Share Units vests on October 1, 2019.
( 2 )Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
( 3 )The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. The Reporting Person elected to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). Based on the Reporting Person's share election, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
( 4 )The SARs are immediately exercisable.
( 5 )The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
( 6 )The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
( 7 )The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
( 8 )The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.

Remarks:
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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