Sec Form 4 Filing - Branton Roger G @ Vislink Technologies, Inc. - 2018-01-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Branton Roger G
2. Issuer Name and Ticker or Trading Symbol
Vislink Technologies, Inc. [ VISL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO & CFO
(Last) (First) (Middle)
240 SOUTH PINEAPPLE AVENUE,, SUITE 701
3. Date of Earliest Transaction (MM/DD/YY)
01/16/2018
(Street)
SARASOTA, FL34236
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 40,022 ( 1 ) D
Common Stock 12/31/2018 J( 2 ) 16,295 D $ 0 23,727 ( 1 ) I By MB Technology Holdings, LLC ( 2 )
Common Stock 12/31/2018 J( 2 ) 177 D $ 0 23,550 ( 1 ) I By MB Technology Holdings, LLC ( 2 )
Common Stock 01/16/2018 J( 3 ) 13 D $ 0 23,537 ( 1 ) I By Branton Partners, LLC ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 840,000 12/31/2018 J( 1 ) ( 2 ) 177 ( 2 ) 01/16/2018 Common Stock 177 $ 0 0 ( 2 ) I By MB Technology Holdings, LLC ( 2 )
Warrants $ 82,440 12/31/2018 J 13 ( 3 ) 01/19/2016 Common Stock 13 $ 0 0 I By Branton Partners, LLC ( 3 )
Options (Right to buy) $ 15.5 03/24/2017 A 0 ( 4 ) ( 4 ) 03/24/2027 Common Stock 5,000 $ 0 5,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Branton Roger G
240 SOUTH PINEAPPLE AVENUE,
SUITE 701
SARASOTA, FL34236
CEO & CFO
Signatures
/s/ Roger Branton 05/30/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.
( 2 )Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.
( 3 )Various family entities, including Mr. Branton's spouse, children and trusts for the benefit of Mr. Branton's children beneficially owned shares and warrants of the Company through Branton Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.
( 4 )These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 5,000 shares subject to the options vesting on the first anniversary of the grant, 5,000 vesting on the second anniversary of the grant, and 5,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

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