Sec Form 4 Filing - SVF Excaliber (Cayman) Ltd @ Compass, Inc. - 2021-04-06

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person SVF Excaliber (Cayman) Ltd 2. Issuer Name and Ticker or Trading Symbol Compass, Inc. [ COMP] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O WALKERS CORP LTD., CAYMAN, CORPORATE CENTRE, 190 ELGIN AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 04/06/2021 (Street) GEORGE TOWN, E9KY1-9008 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 04/06/2021 C 118,291,263 A 128,365,273 I See footnotes ( 2 ) ( 3 ) Class A Common Stock 04/06/2021 P 4,000,000 A $ 18 132,365,273 I See footnotes ( 2 ) ( 3 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Series A Preferred Stock ( 1 ) 04/06/2021 C 18,056,840 ( 1 ) ( 1 ) Class A Common Stock 18,056,840 ( 1 ) 0 I See footnotes ( 2 ) ( 3 ) Series B Preferred Stock ( 1 ) 04/06/2021 C 2,227,800 ( 1 ) ( 1 ) Class A Common Stock 2,227,800 ( 1 ) 0 I See footnotes ( 2 ) ( 3 ) Series E Preferred Stock ( 1 ) 04/06/2021 C 66,688,200 ( 1 ) ( 1 ) Class A Common Stock 68,307,043 ( 1 ) 0 I See footnotes ( 2 ) ( 3 ) Series F Preferred Stock ( 1 ) 04/06/2021 C 13,494,130 ( 1 ) ( 1 ) Class A Common Stock 13,494,130 ( 1 ) 0 I See footnotes ( 2 ) ( 3 ) Series G Preferred Stock ( 1 ) 04/06/2021 C 16,205,450 ( 1 ) ( 1 ) Class A Common Stock 16,205,450 ( 1 ) 0 I See footnotes ( 2 ) ( 3 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other SVF Excaliber (Cayman) Ltd C/O WALKERS CORP LTD., CAYMAN CORPORATE CENTRE, 190 ELGIN AVENUE GEORGE TOWN, E9KY1-9008 X SVF Endurance (Cayman) Ltd C/O WALKERS CORP LTD., CAYMAN CORPORATE CENTRE, 190 ELGIN AVENUE GEORGE TOWN, E9KY1-9008 X SB INVESTMENT ADVISERS (UK) LTD 69 GROSVENOR STREET, LONDON, X0W1K 3JP X SOFTBANK VISION FUND (AIV M1) L.P. 251 LITTLE FALLS DRIVE WILMINGTON, DE19808 X Signatures SVF Excalibur (Cayman) Limited By: /s/ Brian Wheeler, Director 04/08/2021 Signature of Reporting Person Date SVF Endurance (Cayman) Limited By: /s/ Brian Wheeler, Director 04/08/2021 Signature of Reporting Person Date SoftBank Vision Fund (AIV M1) L.P., By: SB Investment Advisers (UK) Limited, its manager, By: /s/ Brian Wheeler, General Counsel 04/08/2021 Signature of Reporting Person Date SB Investment Advisers (UK) Limited By: /s/ Brian Wheeler, General Counsel 04/08/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis. ( 2 )The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. ( 3 )As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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