Sec Form 4 Filing - Benec Loretta Lobes @ ExOne Co - 2021-08-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Benec Loretta Lobes
2. Issuer Name and Ticker or Trading Symbol
ExOne Co [ XONE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
127 INDUSTRY BOULEVARD
3. Date of Earliest Transaction (MM/DD/YY)
08/13/2021
(Street)
NORTH HUNTINGDON, PA15642
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 08/13/2021 A 3,465 ( 1 ) A $ 0 ( 1 ) 19,899 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Benec Loretta Lobes
127 INDUSTRY BOULEVARD
NORTH HUNTINGDON, PA15642
See Remarks
Signatures
/s/ Loretta Lobes Benec 08/16/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. Restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date. As previously announced by The ExOne Company (the "Company"), on August 11, 2021 the Company entered into an Agreement and Plan of Merger with Desktop Metal, Inc. and two of its subsidiaries (the "Merger Agreement"). The restricted stock is subject to the terms of the Merger Agreement, and if the proposed merger transactions are consummated, will vest in accordance with the Company's Change of Control Severance Plan, as more fully described in the Company's Current Report on Form 8-K filed with the SEC on August 12, 2021.

Remarks:
Vice President, General Counsel & Corporate Secretary

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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