Sec Form 4 Filing - Brooks Michael J @ Edesa Biotech, Inc. - 2019-06-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Brooks Michael J
2. Issuer Name and Ticker or Trading Symbol
Edesa Biotech, Inc. [ EDSA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
C/O EDESA BIOTECH INC., 100 SPY COURT
3. Date of Earliest Transaction (MM/DD/YY)
06/07/2019
(Street)
MARKHAM, A6L3R 5H6
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 0.38 ( 1 ) 06/07/2019 A 128,753 ( 2 ) ( 3 ) ( 4 ) 08/28/2027 Common Shares 128,753 $ 0 128,753 D
Stock Option (right to buy) $ 0.38 ( 1 ) 06/07/2019 A 22,934 ( 2 ) ( 3 ) ( 5 ) 09/26/2027 Common Shares 22,934 $ 0 22,934 D
Stock Option (right to buy) $ 0.38 ( 1 ) 06/07/2019 A 1,529 ( 2 ) ( 3 ) ( 6 ) 12/28/2028 Common Shares 1,529 $ 0 1,529 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brooks Michael J
C/O EDESA BIOTECH INC.
100 SPY COURT
MARKHAM, A6L3R 5H6
President
Signatures
/s/Michael S. Brooks 06/11/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In Canadian currency.
( 2 )On June 7, 2019, Edesa Biotech, Inc. (formerly known as Stellar Biotechnologies, Inc.) completed its share exchange transaction with Edesa Biotech Inc. ("Edesa") and the shareholder of Edesa pursuant to that certain Share Exchange Agreement, dated March 7, 2019. This option was issued in replacement of an option to purchase shares of Edesa.
( 3 )All share numbers and exercise prices reflect the 1-for-6 reverse split of the Issuer's common shares which occurred on June 7, 2019.
( 4 )This option was fully vested on 8/28/17.
( 5 )This option vests and becomes exercisable 1/3 on 9/26/18, and monthly thereafter through 9/26/20.
( 6 )This option vests and becomes exercisable 1/3 on 12/28/19, and monthly thereafter through 12/28/21.

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