Sec Form 4 Filing - Nelson Charles P @ Voya Financial, Inc. - 2022-03-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Nelson Charles P
2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
230 PARK AVE
3. Date of Earliest Transaction (MM/DD/YY)
03/30/2022
(Street)
NEW YORK, NY10169
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 182,967 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Savings Plan Issuer Stock Units ( 1 ) 03/30/2022 A 12.835 ( 1 ) ( 1 ) Common Stock 12.835 $ 67.51 5,045.681 D
Deferred Savings Plan Issuer Stock Units ( 1 ) 03/31/2022 A 9.168 ( 1 ) ( 1 ) Common Stock 9.168 $ 66.35 5,054.849 D
Performance Stock Unit ( 2 ) ( 2 ) ( 2 ) Common Stock 72,791 72,791 D
Restricted Stock Units ( 3 ) ( 3 ) ( 3 ) Common Stock 50,898 50,898 D
Performance-Based Stock Options ( 4 ) ( 4 ) ( 4 ) Common Stock 182,374 182,374 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Nelson Charles P
230 PARK AVE
NEW YORK, NY10169
See Remarks
Signatures
/s/ Rachel Reid, Attorney-in-Fact 04/01/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
( 2 )The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
( 3 )Each stock unit represents a conditional right to receive one share of the company's common stock.
( 4 )The options vest based on the conditions set forth in their respective agreements.

Remarks:
Vice Chairman and Chief Growth Officer

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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