Sec Form 4 Filing - Carpenter Michael J. @ CrowdStrike Holdings, Inc. - 2021-07-29

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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The following is an SEC EDGAR document rendered as filed.
Here is the list of insider trading transaction codes.

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Carpenter Michael J.
2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc. [ CRWD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRES., GLBAL SALES & FLD OPS
(Last)
(First)
(Middle)
C/O CROWDSTRIKE HOLDINGS, INC., 150 MATHILDA PLACE, SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
07/29/2021
(Street)
SUNNYVALE, CA94086
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 07/29/2021C 128,168 A 302,881 ( 2 ) D
Class A common stock 07/29/2021S 18,361 D $ 260.26 ( 3 ) 284,520 ( 2 ) D
Class A common stock 07/29/2021S 6,256 D $ 261.01 ( 4 ) 278,264 ( 2 ) D
Class A common stock 07/29/2021S 33,961 D $ 262.11 ( 5 ) 244,303 ( 2 ) D
Class A common stock 07/29/2021S 20,043 D $ 263 ( 6 ) 224,260 ( 2 ) D
Class A common stock 07/29/2021S 27,174 D $ 263.99 ( 7 ) 197,086 ( 2 ) D
Class A common stock 07/29/2021S 11,102 D $ 265.18 ( 8 ) 185,984 ( 2 ) D
Class A common stock 07/29/2021S 11,271 D $ 266.07 ( 9 ) 174,713 ( 2 ) D
Class A common stock 07/30/2021C 128,168 A 302,881 ( 2 ) D
Class A common stock 07/30/2021S 11,405 D $ 253.73 ( 10 ) 291,476 ( 2 ) D
Class A common stock 07/30/2021S 22,106 D $ 254.55 ( 11 ) 269,370 ( 2 ) D
Class A common stock 07/30/2021S 28,459 D $ 255.73 ( 12 ) 240,911 ( 2 ) D
Class A common stock 07/30/2021S 31,098 D $ 256.72 ( 13 ) 209,813 ( 2 ) D
Class A common stock 07/30/2021S 18,483 D $ 257.73 ( 14 ) 191,330 ( 2 ) D
Class A common stock 07/30/2021S 16,617 D $ 258.81 ( 15 ) 174,713 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 1.76 07/29/2021M 58,295 ( 16 )02/04/2027 Class B common stock 58,295 $ 0 0 D
Class B common stock $ 0 07/29/2021M 58,295 ( 17 )( 17 ) Class A common stock 58,295 $ 1.76 58,295 D
Stock Options (Right to Buy) $ 1.76 07/29/2021M 41,489 ( 18 )02/04/2027 Class B common stock 41,489 $ 0 128,168 D
Class B common stock $ 0 07/29/2021M 41,489 ( 17 )( 17 ) Class A common stock 41,489 $ 1.76 99,784 D
Stock Options (Right to Buy) $ 11.13 07/29/2021M 28,384 ( 19 )09/25/2028 Class B common stock 28,384 $ 0 21,616 D
Class B common stock $ 0 07/29/2021M 28,384 ( 17 )( 17 ) Class A common stock 28,384 $ 11.13 128,168 D
Class B common stock $ 0 07/29/2021C 128,168 ( 17 )( 17 ) Class A common stock 128,168 $ 0 0 D
Stock Options (Right to Buy) $ 1.76 07/30/2021M 128,168 ( 18 )02/04/2027 Class B common stock 128,168 $ 0 0 D
Class B common stock $ 0 07/30/2021M 128,168 ( 17 )( 17 ) Class A common stock 128,168 $ 1.76 128,168 D
Class B common stock $ 0 07/30/2021C 128,168 ( 17 )( 17 ) Class A common stock 128,168 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Carpenter Michael J.
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300
SUNNYVALE, CA94086
PRES., GLBAL SALES & FLD OPS
Signatures
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter08/02/2021
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Class B common stock was converted into Class A common stock on a one-for-one basis.
( 2 )Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
( 3 )These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 4 )These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 5 )These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 6 )These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 7 )These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 8 )These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 9 )These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 10 )These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 11 )These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 12 )These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 13 )These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 14 )These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 15 )These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 16 )The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
( 17 )Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
( 18 )The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019.
( 19 )The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.

Remarks:
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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