Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
Here is the list of insider trading transaction codes
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: On September 24, 2018, the Issuer entered into and subsequently consummated the transactions contemplated by an Agreement and Plan of Merger among the Issuer, ITX Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Issuer, Second ITX Merger Sub, LLC, a Delaware limited liability company and wholly owned subsidiary of the Issuer, Ichorion Therapeutics, Inc., a Delaware Corporation ("Ichorion"), and a Holders' Representative, providing for the merger of Ichorion with the Issuer, with Ichorion surviving as a wholly owned subsidiary of the Issuer (the "Merger"). The consideration for the Merger at closing consisted of 5,798,735 shares of the Issuer's Common Stock, par value $0.001 per share (the "Merger Shares"), as adjusted for Estimated Working Capital. As a result of the Issuer's issuance of the Merger Shares, the Reporting Persons' beneficial ownership of the Issuer is now below 10%, and the Reporting Persons are no longer subject to Section 16. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.