Sec Form 4/A Filing - Institutional Venture Management XIII, LLC @ Honest Company, Inc. - 2021-05-07

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Institutional Venture Management XIII, LLC
2. Issuer Name and Ticker or Trading Symbol
Honest Company, Inc. [ HNST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
300 SAND HILL ROAD, BUILDING 2,, SUITE 250
3. Date of Earliest Transaction (MM/DD/YY)
05/07/2021
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
05/11/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/07/2021( 1 ) S 1,200,000 D $ 16 10,396,904 I By Institutional Venture Partners XIII, L.P.( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Institutional Venture Management XIII, LLC
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Institutional Venture Partners XIII, L.P.
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Chaffee Todd C
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
FOGELSONG NORMAN A
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Harrick Stephen J
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Miller J Sanford
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Phelps Dennis B
300 SAND HILL ROAD, BUILDING 2,
SUITE 250
MENLO PARK, CA94025
X
Signatures
Institutional Venture Management XIII, LLC By: /s/ Tracy Hogan,Attorney-In-Fact 12/14/2022
Signature of Reporting Person Date
Institutional VenturePartners XIII, L.P. By: Institutional Venture Management XIII, LLC,its General Partner By: /s/Tracy Hogan, Attorney-In-Fact 12/14/2022
Signature of Reporting Person Date
/s/ Tracy Hogan, Attorney-In-Fact Todd C. Chaffee 12/14/2022
Signature of Reporting Person Date
/s/ Tracy Hogan, Attorney-In-Fact Norman A. Fogelsong 12/14/2022
Signature of Reporting Person Date
/s/ Tracy Hogan, Attorney-In-Fact Stephen J. Harrick 12/14/2022
Signature of Reporting Person Date
/s/ Tracy Hogan, Attorney-In-Fact J. Sanford Miller 12/14/2022
Signature of Reporting Person Date
/s/ Tracy Hogan, Attorney-In-Fact Dennis B. Phelps 12/14/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amendment is being filed to update the Form 4 filed originally with the U.S. Securities and Exchange Commission on May 11, 2021 to report the sale of shares by IVP XIII in the Issuer's initial public offering that occurred on May 7, 2021, but were inadvertently omitted from the original Form 4 filing due to administrative error.
( 2 )The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

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