Sec Form 4 Filing - ARG Private Equity II, LLC @ ALKAMI TECHNOLOGY, INC. - 2021-04-16

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person ARG Private Equity II, LLC 2. Issuer Name and Ticker or Trading Symbol ALKAMI TECHNOLOGY, INC. [ ALKT] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 6733 S. YALE AVE., 3. Date of Earliest Transaction (MM/DD/YY) 04/16/2021 (Street) TULSA, OK74136 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 04/16/2021 C 81,126 ( 1 ) A 81,126 I See footnote ( 2 ) Common Stock 04/16/2021 C 1,875,000 ( 3 ) A 1,956,126 I See footnote ( 2 ) Common Stock 04/16/2021 C 9,131,172 ( 4 ) A 11,087,298 I See footnote ( 2 ) Common Stock 04/16/2021 C 1,520,763 ( 5 ) A 12,608,061 I See footnote ( 2 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Series A Preferred Stock ( 1 ) 04/16/2021 C 81,126 ( 1 ) ( 1 ) Common Stock 81,126 ( 1 ) 0 I See footnote ( 2 ) Series B Preferred Stock ( 3 ) 04/16/2021 C 1,875,000 ( 3 ) ( 3 ) Common Stock 1,875,000 ( 3 ) 0 I See footnote ( 2 ) Series C Preferred Stock ( 4 ) 04/16/2021 C 9,131,172 ( 4 ) ( 4 ) Common Stock 9,131,172 ( 4 ) 0 I See footnote ( 2 ) Series E Preferred Stock ( 5 ) 04/16/2021 C 1,520,763 ( 5 ) ( 5 ) Common Stock 1,520,763 ( 5 ) 0 I See footnote ( 2 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other ARG Private Equity II, LLC 6733 S. YALE AVE. TULSA, OK74136 X X KAISER GEORGE B C/O FREDERIC DORWART, LAWYERS 124 EAST FOURTH STREET TULSA, OK74103 X X Signatures /s/ Frederic Dorwart, Manager of ARG Private Equity II, LLC 04/19/2021 Signature of Reporting Person Date /s/ Frederic Dorwart, as Attorney-in-Fact for George B. Kaiser 04/19/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. ( 2 )Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. ( 3 )Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. ( 4 )Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. ( 5 )Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

Remarks: Steve Mitchell serves as an adviser to APE II and serves on the board of directors of the Issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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