Sec Form 4 Filing - Preston Jack M @ RH - 2019-12-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Preston Jack M
2. Issuer Name and Ticker or Trading Symbol
RH [ RH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O RH, 15 KOCH ROAD, SUITE K
3. Date of Earliest Transaction (MM/DD/YY)
12/09/2019
(Street)
CORTE MADERA, CA94925
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2019 M 1,500 A $ 44.52 11,850 ( 1 ) D
Common Stock 12/09/2019 M 3,000 A $ 25.39 14,850 D
Common Stock 12/09/2019 S 1,500 D $ 238.4541 ( 2 ) 13,350 D
Common Stock 12/09/2019 S 1,500 D $ 238.3316 ( 3 ) 11,850 D
Common Stock 12/09/2019 S 1,500 D $ 237.4554 10,350 D
Common Stock 12/09/2019 S 806 D $ 240.2661 ( 4 ) 9,544 D
Common Stock 12/09/2019 S 1,000 D $ 240 8,544 D
Common Stock 12/09/2019 S 1,000 D $ 239.7579 ( 5 ) 7,544 D
Common Stock 12/10/2019 M 1,500 A $ 44.52 9,044 D
Common Stock 12/10/2019 S 1,500 D $ 234.0554 7,544 D
Common Stock 12/11/2019 M 4,500 A $ 44.52 12,044 D
Common Stock 12/11/2019 S 1,500 D $ 233 10,544 D
Common Stock 12/11/2019 S 1,500 D $ 231.4607 9,044 D
Common Stock 12/11/2019 S 1,500 D $ 231.1269 ( 6 ) 7,544 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 44.52 12/09/2019 M 1,500 ( 7 ) 04/20/2026 Common Stock 1,500 $ 0 26,000 D
Stock Option (Right to Buy) $ 25.39 12/09/2019 M 3,000 ( 8 ) 06/26/2026 Common Stock 3,000 $ 0 3,000 D
Stock Option (Right to Buy) $ 44.52 12/10/2019 M 1,500 ( 7 ) 04/20/2026 Common Stock 1,500 $ 0 24,500 D
Stock Option (Right to Buy) $ 44.52 12/11/2019 M 4,500 ( 7 ) 04/20/2026 Common Stock 4,500 $ 0 20,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Preston Jack M
C/O RH
15 KOCH ROAD, SUITE K
CORTE MADERA, CA94925
Chief Financial Officer
Signatures
/s/ Edward T. Lee as Attorney-In-Fact 12/11/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 2,806 shares inadvertently omitted from the reporting person's original Form 3 and the two Forms 4 filed by the reporting person after his original Form 3 was filed, as reported in the reporting person's Form 3/A filed on July 18, 2019.
( 2 )This transaction was executed in multiple trades ranging from $238.4533 to $238.4542. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
( 3 )This transaction was executed in multiple trades ranging from $238.2343 to $238.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
( 4 )This transaction was executed in multiple trades ranging from $240.2565 to $240.2950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
( 5 )This transaction was executed in multiple trades ranging from $239.71 to $239.7632. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
( 6 )This transaction was executed in multiple trades ranging from $231.12 to $231.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
( 7 )This option award is vested and exercisable with respect to 18,000 of the shares and will vest and become exercisable with respect to an additional 6,000 of the shares annually on each of April 21, 2020 and April 21, 2021, subject to continuous service.
( 8 )This option award is vested and exercisable with respect to 4,500 of the shares and will vest and become exercisable with respect to an additional 1,500 of the shares annually on each of June 27, 2020 and June 27, 2021, subject to continuous service.

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