Sec Form 4 Filing - PRUDENTIAL FINANCIAL INC @ TORTOISE PIPELINE & ENERGY FUND, INC. - 2020-04-14

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PRUDENTIAL FINANCIAL INC
2. Issuer Name and Ticker or Trading Symbol
TORTOISE PIPELINE & ENERGY FUND, INC. [ TTP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
751 BROAD ST
3. Date of Earliest Transaction (MM/DD/YY)
04/14/2020
(Street)
NEWARK, NJ07102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
3.97% Senior Notes, Series H, due December 13, 2024 04/14/2020 J 1,714,286 D $ 1,714,286 $ 3,285,714 I ( 1 ) By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
3.97% Senior Notes, Series H, due December 13, 2024 04/14/2020 J 342,857 D $ 342,857 $ 657,143 I By Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK, NJ07102
X
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK, NJ07102
X
Signatures
Prudential Financial, Inc. By:/s/ Richard Baker, Second Vice President 04/16/2020
Signature of Reporting Person Date
The Prudential Insurance Company of America By:/s/Brian Lemons, Vice President 04/16/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holdingcompany.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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