Sec Form 3 Filing - Schmitz Rudiger @ Trinseo S.A. - 2020-05-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Schmitz Rudiger
2. Issuer Name and Ticker or Trading Symbol
Trinseo S.A. [ TSE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Latex Binders
(Last) (First) (Middle)
C/O TRINSEO S.A., 1000 CHESTERBROOK BLVD., SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
05/01/2020
(Street)
BERWYN, PA19312
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 1,154 ( 1 ) D
Ordinary Shares 1,757 ( 2 ) D
Ordinary Shares 3,826 ( 3 ) D
Ordinary Shares 100 ( 7 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature o f Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Ordinary Shares $ 81.2 ( 4 ) 02/22/2027 Ordinary Shares 1,799 D
Option to Purchase Ordinary Shares $ 51.02 ( 5 ) 02/26/2028 Ordinary Shares 2,493 D
Option to Purchase Ordinary Shares $ 24.3 ( 6 ) 02/25/2029 Ordinary Shares 6,074 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Schmitz Rudiger
C/O TRINSEO S.A.
1000 CHESTERBROOK BLVD., SUITE 300
BERWYN, PA19312
VP, Latex Binders
Signatures
/s/ Erik Johnson, attorney-in-fact 05/08/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents ordinary shares issuable pursuant to a restricted stock unit award granted on 2/22/2018, which will vest in full on the third anniversary of the grant date.
( 2 )Represents ordinary shares issuable pursuant to a restricted stock unit award granted on 2/26/2019, which will vest in full on the third anniversary of the grant date.
( 3 )Represents ordinary shares issuable pursuant to a restricted stock unit award granted on 2/25/2020, which will vest in full on the third anniversary of the grant date.
( 4 )Represents options that were granted on 2/22/2018, which vest in three equal annual installments beginning on the first anniversary of the grant date.
( 5 )Represents options that were granted on 2/26/2019, which vest in three equal annual installments beginning on the first anniversary of the grant date.
( 6 )Represents options that were granted on 2/25/2020, which vest in three equal annual installments beginning on the first anniversary of the grant date.
( 7 )Represents ordinary shares directly held.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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