Sec Form 4 Filing - VAN AMEN DARRELL @ HomeStreet, Inc. - 2021-02-12

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person VAN AMEN DARRELL 2. Issuer Name and Ticker or Trading Symbol HomeStreet, Inc. [ HMST] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) EVP, Chief Investment Officer (Last) (First) (Middle) 601 UNION STREET, SUITE 2000 3. Date of Earliest Transaction (MM/DD/YY) 02/12/2021 (Street) SEATTLE, WA98101 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 02/12/2021 S 2,286 D $ 41.31 0.696 I HomeStreet, Inc. 401(k) Savings Plan ( 1 ) Common Stock 02/17/2021 M 9,460 A $ 11 77,612 D Common Stock 02/17/2021 S 9,460 D $ 41.98 ( 2 ) 68,152 D Common Stock 2,000 ( 3 ) I Jeanie van Amen, Mr. van Amen's spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: D irect (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employment Stock Options (Right To Buy) $ 11 02/17/2021 M 9,460 02/10/2012( 4 ) 02/10/2022 Common Stock 9,460 $ 11 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other VAN AMEN DARRELL 601 UNION STREET, SUITE 2000 SEATTLE, WA98101 EVP, Chief Investment Officer Signatures /s/ Donna M. Cochener, Attorney in fact for Darrell van Amen 02/17/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. ( 2 )This transaction was executed in multiple trades at prices ranging from $41.95 to $42.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. ( 3 )These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. ( 4 )On February 10, 2012, the reporting person was granted 21,960 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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