Sec Form 4 Filing - AMERICAN INTERNATIONAL GROUP, INC. @ ClearBridge Energy Midstream Opportunity Fund Inc. - 2023-10-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
AMERICAN INTERNATIONAL GROUP, INC.
2. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Remarks
(Last) (First) (Middle)
1271 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (MM/DD/YY)
10/15/2023
(Street)
NEW YORK, NY10020
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
4.51% Series G Senior Secured Notes due October 15, 2023 10/15/2023 J( 1 ) 4,097,638.26 D $ 4,190,553.34 $ 0 I Held through subsidiaries ( 2 )
4.66% Series H Senior Secured Notes due October 15, 2025 $ 5,494,298.53 I Held through subsidiaries ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
AMERICAN INTERNATIONAL GROUP, INC.
1271 AVENUE OF THE AMERICAS
NEW YORK, NY10020
See Remarks
AMERICAN GENERAL LIFE INSURANCE CO
2727-A ALLEN PARKWAY
HOUSTON, TX77019
See Remarks
Signatures
/s/ Sabra Purtill, Authorized Signatory of American International Group, Inc. 10/17/2023
Signature of Reporting Person Date
/s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company 10/17/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest.
( 2 )Prior to their maturity, American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly held $2,796,638.11 principal amount and $1,301,000.15 principal amount of the reported securities, respectively. AIG was an indirect beneficial owner of the 4.51% Series G Senior Secured Notes due October 15, 2023.
( 3 )AGLIC, AHAC, The United States Life Insurance Company in The City of New York, an indirectly controlled subsidiary of AIG, and The Variable Annuity Life Insurance Company, an indirectly controlled subsidiary of AIG, directly hold $727,994.46 principal amount, $1,744,439.63 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. AIG is an indirect beneficial owner of the 4.66% Series H Senior Secured Notes due October 15, 2025.

Remarks:
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. As a result of the transaction reported on this Form 4, AGLIC is no longer a reporting person subject to Section 16.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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