Sec Form 3 Filing - Quanci John F @ SunCoke Energy, Inc. - 2019-05-09

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Quanci John F
2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President, Technology and
(Last) (First) (Middle)
1011 WARRENVILLE ROAD, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
05/09/2019
(Street)
LISLE, IL60532
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 15,496 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSU's (02.13.19) ( 1 ) $ 0 ( 2 ) ( 2 ) Common Stock 10,163 D
RSU's (02.14.18) ( 3 ) $ 0 ( 2 ) ( 2 ) Common Stock 4,006 D
RSU's (02.15.17) ( 4 ) $ 0 ( 2 ) ( 2 ) Common Stock 1,380 D
Stock Options (02.13.2019) ( 5 ) $ 9.87 02/13/2020 02/13/2029 Common Stock 8,175 D
Stock Options (02.14.2018) ( 5 ) $ 10.49 02/14/2019 02/14/2028 Common Stock 3,905 D
Stock Options (02.15.2017) ( 5 ) $ 9.85 02/15/2018 02/15/2027 Common Stock 2,630 D
Stock Options (02.17.2016) ( 5 ) $ 3.8 02/17/2017 02/17/2026 Common Stock 4,532 D
Stock Options (02.18.2015) ( 5 ) $ 16.9 02/18/2016 02/18/2025 Common Stock 9,406 D
Stock Options (02.20.2013) ( 5 ) $ 16.55 02/20/2014 02/20/2023 Common Stock 5,290 D
Stock Options (02.26.2014) ( 5 ) $ 22.3 02/26/2015 02/26/2024 Common Stock 5,028 D
Stock Options (07.21.2011) ( 5 ) $ 17.39 07/21/2012 07/21/2021 Common Stock 18,182 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Quanci John F
1011 WARRENVILLE ROAD
SUITE 600
LISLE, IL60532
Vice President, Technology and
Signatures
/s/ Rita M. Slager, attorney-in-fact 05/17/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments commencing on February 13, 2019.
( 2 )Not applicable.
( 3 )Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments. Vesting commenced on February 13, 2018.
( 4 )Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal installments. Vesting commenced on February 13, 2017.
( 5 )Grant of stock options (right to buy SunC oke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options are exercisable during a term expiring ten years from the date of grant, and exercisable in three equal annual installments commencing on the first anniversary of the grant date.

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