Sec Form 3 Filing - DOCKERY CARL @ AntriaBio, Inc. - 2014-04-01

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person DOCKERY CARL 2. Issuer Name and Ticker or Trading Symbol AntriaBio, Inc. [ FMYY] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) See remarks (Last) (First) (Middle) P.O. BOX 2477 3. Date of Earliest Transaction (MM/DD/YY) 04/01/2014 (Street) LAKELAND, FL33806-2477 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 1,057,693.084 ( 1 ) I By Alpha Venture Capital Partners, L.P. Common Stock 95,153.916 I By Alpha Venture Capital Fund, L.P.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrant to Purchase Common Stock $ 2.34 04/01/2014 03/31/2017 Common Stock 1,057,693.084 ( 1 ) I By Alpha Venture Capital Parnters, L.P. Warrant to Purchase Common Stock $ 2.34 04/01/2014 03/31/2017 Common Stock 96,153.916 ( 1 ) I By Alpha Venture Capital Fund, L.P.

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other DOCKERY CARL P.O. BOX 2477 LAKELAND, FL33806-2477 See remarks ALPHA ADVISORS, LLC P.O. BOX 2477 LAKELAND, FL33806-2477 See remarks Alpha Venture Capital Partners, L.P. P.O. BOX 2477 LAKELAND, FL33806 X Signatures /s/Carl Dockery 09/10/2014 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Between April 1, 2014 and the date of filing of this Form 3, the Common Shares underwent a 1-for-6 reverse stock split. All stockholdings identified in this Form 3 represent post-stock split numbers. As of April 1, 2014 and on the date of filing of this Form 3, AA and Dockery owned beneficially 1,153,847 Common Shares and warrants to purchase 1,153,847 Common Shares. Of such Common Shares AVCP directly owned 1,057,693.084 Common Shares and warrants to purchase 1,057,693.084 Common Shares and AVCF directly owned 96,153.916 Common Shares and warrants to purchase 96,153.916 Common Shares.

Remarks: The securities reported on this Form 3 are owned directly by Alpha Venture Capital Partners, L.P. or Alpha Venture Capital Fund, L.P. as set forth in the following note. As the investment advisor of Alpha Venture Capital Partners, L.P. and Alpha Venture Capital Fund, L.P., Alpha Advisors, LLC has the power to vote and dispose of the Common Shares held by Alpha Venture Capital Partners, L.P. and Alpha Venture Capital Fund, L.P. Carl Dockery is the sole member and manager of Alpha Advisors, LLC. As a party in direct control of Alpha Advisors, LLC, Carl Dockery may be deemed to have dispository and voting power over the Common Shares. However, Carl Dockery disclaims beneficial ownership over the Common Shares. Alpha Advisors, LLC and Carl Dockery do not directly receive dividends or proceeds of sale from the securities owned by Alpha Venture Capital Partners, L.P. or Alpha Venture Capital Fund, L.P.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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