Sec Form 4 Filing - Wong Catherine @ DOMO, INC. - 2022-04-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wong Catherine
2. Issuer Name and Ticker or Trading Symbol
DOMO, INC. [ DOMO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
(Last) (First) (Middle)
C/O DOMO, INC., 772 EAST UTAH VALLEY DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
04/04/2022
(Street)
AMERICAN FORK, UT84003
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 04/04/2022 M( 1 ) 21,401 A $ 25.5 181,677 D
Class B Common Stock 04/04/2022 M( 1 ) 13,458 A $ 8.4 195,135 D
Class B Common Stock 04/04/2022 M( 1 ) 666 A $ 25.5 195,801 D
Class B Common Stock 04/04/2022 M( 1 ) 475 A $ 27.6 196,276 D
Class B Common Stock 04/04/2022 S( 1 ) 36,000 D $ 55.2418( 2 ) 160,638( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 25.5 04/04/2022 X( 1 ) 21,401 ( 4 ) 09/03/2024 Class B Common Stock 21,401 $ 25.5 5,265 D
Stock Option (right to buy) $ 8.4 04/04/2022 X( 1 ) 13,458 ( 5 ) 10/07/2023 Class B Common Stock 13,458 $ 8.4 3,481 D
Stock Option (right to buy) $ 25.5 04/04/2022 X( 1 ) 666 ( 6 ) 01/28/2025 Class B Common Stock 666 $ 25.5 0 D
Stock Option (right to buy) $ 27.6 04/04/2022 X( 1 ) 475 ( 7 ) 09/30/2026 Class B Common Stock 475 $ 27.6 39,524 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wong Catherine
C/O DOMO, INC.
772 EAST UTAH VALLEY DRIVE
AMERICAN FORK, UT84003
Chief Operating Officer
Signatures
/s/ Daniel Stevenson, attorney-in-fact 04/06/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The options exercised and stock sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on December 17, 2021.
( 2 )The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $55.00 to $55.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
( 3 )Includes 362 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan on April 1, 2022.
( 4 )50% of the shares subject to the option vested on September 4, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter.
( 5 )100% of the shares subject to the option are fully vested.
( 6 )50% of the shares subject to the option vested on December 13, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter.
( 7 )1/4 of the shares subject to the option vested on November 16, 2016 and 1/48 of the shares subject to the option vest each month thereafter.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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