Sec Form 4 Filing - Myers Jason W. @ Invitae Corp - 2020-10-02

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Myers Jason W.
2. Issuer Name and Ticker or Trading Symbol
Invitae Corp [ NVTA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
President, Oncology
(Last) (First) (Middle)
C/O INVITAE CORPORATION, 1400 16TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2020
(Street)
SAN FRANCISCO, CA94103
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2020 A 1,039,227 A 1,039,227 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 0.86 10/02/2020 A 278,417 ( 3 ) 10/01/2028 Common Stock 278,417 ( 1 ) ( 4 ) 278,417 D
Stock Option (right to buy) $ 3.77 10/02/2020 A 643,839 ( 3 ) 12/16/2029 Common Stock 643,839 ( 1 ) ( 5 ) 643,839 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Myers Jason W.
C/O INVITAE CORPORATION
1400 16TH STREET
SAN FRANCISCO, CA94103
X President, Oncology
Signatures
/s/ Jason W. Myers 10/05/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Received pursuant to the Agreement and Plan of Merger and Plan of Reorganization, dated as of June 21, 2020, by and among the Issuer, Apollo Merger Sub A Inc., a wholly-owned, direct subsidiary of the Issuer ("Merger Sub A"), Apollo Merger Sub B LLC, a wholly-owned, direct subsidiary of the Issuer ("Merger Sub B"), ArcherDX, Inc. ("ArcherDX"), and Kyle Lefkoff, solely in his capacity as holders' representative, pursuant to which ArcherDX merged with and into Merger Sub A, with ArcherDX surviving the merger as a wholly-owned subsidiary of the Issuer and immediately after such merger, ArcherDX merged with and into Merger Sub B with Merger Sub B surviving the merger as a wholly-owned subsidiary of the Issuer.
( 2 )Received in exchange for 374,578 shares of ArcherDX common stock and 676,379 shares of ArcherDX preferred stock.
( 3 )Option is fully vested and exercisable.
( 4 )Received in exchange for an option to acquire 281,560 shares of ArcherDX common stock.
( 5 )Received in exchange for an option to acquire 651,107 shares of ArcherDX common stock.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.