Sec Form 4 Filing - Rozek Alexander Buffett @ BOSTON OMAHA Corp - 2022-12-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Rozek Alexander Buffett
2. Issuer Name and Ticker or Trading Symbol
BOSTON OMAHA Corp [ BOC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Co-CEO, Co-President
(Last) (First) (Middle)
1601 DODGE STREET, SUITE 3300
3. Date of Earliest Transaction (MM/DD/YY)
12/22/2022
(Street)
OMAHA, NE68102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock, par value $0.001 per share 12/22/2022 J( 1 ) 20,000 D 1,056,203 D ( 2 ) ( 3 ) ( 4 )
Class A common stock, par value $0.001 per share 06/02/2023 J( 5 ) 128,550 D 939,253 D ( 2 ) ( 3 ) ( 4 )
Class A common stock, par value $0.001 per share 06/05/2023 S 11,600 ( 6 ) D $ 19.7449 ( 7 ) 927,653 D ( 2 ) ( 3 ) ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Rozek Alexander Buffett
1601 DODGE STREET
SUITE 3300
OMAHA, NE68102
X X Co-CEO, Co-President
Boulderado Group, LLC
292 NEWBURY ST., SUITE 333
BOSTON, MA02115
X
Boulderado Partners, LLC
292 NEWBURY ST., SUITE 333
BOSTON, MA02115
X
Boulderado Capital, LLC
292 NEWBURY ST., SUITE 333
BOSTON, MA02115
X
Signatures
/s/ Alexander B. Rozek 06/06/2023
Signature of Reporting Person Date
/s/ Alexander B. Rozek on behalf of Boulderado Group, LLC, as its managing member 06/06/2023
Signature of Reporting Person Date
/s/ Alexander B. Rozek on behalf of Boulderado Partners, LLC, as Managing Member of Boulderado Capital, LLC, its managing member 06/06/2023
Signature of Reporting Person Date
/s/ Alexander B. Rozek on behalf of Boulderado Capital, LLC, as its managing member 06/06/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 22, 2022, Boulderado Partners, LLC ("BP") redeemed interests of BP held by two foundations that are limited partners of BP in a specific A-3 zero fee series (collectively, the "Foundations"), in consideration for the distribution to each such Foundation of 10,000 shares of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and may exercise voting and dispositive power over the Class A common stock held by the Foundations, but Mr. Rozek disclaims beneficial ownership over such shares and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
( 2 )Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
( 3 )Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer.
( 4 )The reported shares are directly owned by BP, other than the shares distributed to the Foundations as described in footnote (1), to the Foundation and the Trusts as described in footnote (5) and as sold by the Medical Trust as described in footnote (6). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
( 5 )On June 2, 2023, BP redeemed interests of BP held by one of the Foundations and three trusts that were limited partners of BP (collectively, the "Trusts"), including the Doris Buffett Medical Support Trust (the "Medical Trust"), in consideration of the distribution to one of the Foundations of 43,000 shares, and to the Trusts of 11,600 shares, 11,800 shares and 62,150 shares, respectively, of Class A common stock of the Issuer. Mr. Rozek is the President of each of the Foundations and is a trustee of each of the Trusts, and may exercise voting and dispositive power over the Class A common stock held by the Foundations and the Trusts. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundations and each of the Trusts, except that with regard to the Medical Trust, Mr. Rozek disclaims beneficial ownership except to the extent of his pecuniary interest therein.
( 6 )The shares reported in Column 4 were sold by the Medical Trust.
( 7 )The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.70 to $19.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4.

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