Sec Form 4 Filing - CRP IV AIV GP, L.L.C. @ CoreSite Realty Corp - 2020-05-28

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

Form 4: Statement of changes in beneficial ownership, filed before the end of the 2nd business day following the day on which a transaction resulting in a change in beneficial ownership.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
CRP IV AIV GP, L.L.C.
2. Issuer Name and Ticker or Trading Symbol
CoreSite Realty Corp [ COR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
C/O THE CARLYLE GROUP, 1001, PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
3. Date of Earliest Transaction (MM/DD/YY)
05/28/2020
(Street)
WASHINGTON, DC20004-2505
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/28/2020 M 2,000,000 A 2,000,000 I See footnotes ( 2 ) ( 3 ) ( 4 ) ( 5 )
Common Stock 05/28/2020 S 2,000,000 D $ 124.556 0 I See footnotes ( 2 ) ( 3 ) ( 4 ) ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Operating Partnership Units ( 1 ) 05/28/2020 M 2,000,000 ( 1 ) ( 1 ) Common Stock 2,000,000 ( 1 ) 6,105,390 I See footnotes ( 2 ) ( 3 ) ( 4 ) ( 5 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CRP IV AIV GP, L.L.C.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CRP IV AIV GP, L.P.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CRP IV-A AIV, L.P.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CRQP IV AIV, L.P.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CoreSite CRP IV Holdings (VCOC I), LLC
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CoreSite CRP IV Holdings (VCOC II), LLC
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
Carlyle Realty V GP, L.L.C.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
Carlyle Realty V, L.P.
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
CoreSite CRP V Holdings, LLC
C/O THE CARLYLE GROUP, 1001
PENNSYLVANIA AVE., N.W., SUITE 220 SOUTH
WASHINGTON, DC20004-2505
X
Signatures
CRP IV AIV GP, L.L.C., By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CRP IV AIV GP, L.P., By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CRP IV-A AIV, L.P., By: CRP IV AIV GP, L.P., its general partner, By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CRQP IV AIV, L.P., By: CRP IV AIV GP, L.P., its general partner, By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CoreSite CRP IV Holdings (VCOC I), LLC, By: CRQP IV AIV, L.P., its managing member, By: CRP IV AIV GP, L.P., its general partner, By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CoreSite CRP IV Holdings (VCOC II), LLC, By: CRQP IV AIV, L.P., its managing member, By: CRP IV AIV GP, L.P., its general partner, By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
Carlyle Realty V GP, L.L.C., By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
Carlyle Realty V, L.P., By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
CoreSite CRP V Holdings, LLC, By: Carlyle Realty V, L.P., its managing member, By: /s/ Kevin Gasque, Authorized Person 06/01/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The operating partnership units are redeemable at any time for cash or, at the election of the Issuer, exchangeable for shares of common stock on a one-for-one basis, and have no expiration date.
( 2 )Following the transactions reported herein, consists of (i) 98,807 common units held by CoreSite CRP III Holdings, LLC; (ii) 20,016 common units held by CoreSite CRP III Holdings (VCOC), LLC; (iii) 69,246 common units held by CoreSite CRP IV Holdings, LLC; (iv) 11,794 common units held by CoreSite CRP IV Holdings (VCOC I), LLC; (v) 30,309 common units held by CoreSite CRP IV Holdings (VCOC II), LLC; and (vi) 5,875,218 common units held by CoreSite CRP V Holdings, LLC.
( 3 )Following an internal reorganization and by reason of the relationships described below, the reporting person may be deemed to share beneficial ownership of the securities reported herein. The reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
( 4 )Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on NASDAQ. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the sole member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole member of each of Carlyle Realty III GP, L.L.C., CRP III AIV GP, L.L.C., Carlyle Realty IV GP, L.L.C., CRP IV AIV GP, L.L.C. and Carlyle Realty V GP, L.L.C.
( 5 )Carlyle Realty III GP, L.L.C. is the general partner of Carlyle Realty III, L.P., which is the manager of CoreSite CRP III Holdings, LLC. CRP III AIV GP, L.L.C. is the general partner of CRP III AIV GP, L.P., which is the general partner of CRQP III AIV, L.P., which is the sole member of CoreSite CRP III Holdings (VCOC), LLC. Carlyle Realty IV GP, L.L.C. is the general partner of Carlyle Realty IV, L.P., which is the manager of CoreSite CRP IV Holdings, LLC. CRP IV AIV GP, L.L.C. is the general partner of CRP IV AIV GP, L.P., which is the general partner of each of CRP IV-A AIV, L.P. and CRQP IV AIV, L.P., which are the managing members of CoreSite CRP IV Holdings (VCOC I), LLC and CoreSite CRP IV Holdings (VCOC II), LLC, respectively. Carlyle Realty V GP, L.L.C. is the general partner of Carlyle Realty V, L.P., which is the manager of CoreSite CRP V Holdings, LLC.

Remarks:
Due to the limitations of the electronic filing system Carlyle Group Management L.L.C., The Carlyle Group Inc., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., CG Subsidiary Holdings L.L.C., TC Group, L.L.C., TC Group Sub L.P., Carlyle Realty III GP, L.L.C., Carlyle Realty III, L.P., CoreSite CRP III Holdings, LLC, CRP III AIV GP, L.L.C., CRP III AIV GP, L.P., CRQP III AIV, L.P., CoreSite CRP III Holdings (VCOC), LLC, Carlyle Realty IV GP, L.L.C., Carlyle Realty IV, L.P., and CoreSite CRP IV Holdings, LLC are filing a separate Form 4.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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