Sec Form 3 Filing - Amster Howard @ Medley Capital Corp - 2020-08-19

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Amster Howard 2. Issuer Name and Ticker or Trading Symbol Medley Capital Corp [ MCC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O MEDLEY CAPITAL CORPORATION, 280 PARK AVENUE, 6TH FLOOR EAST 3. Date of Earliest Transaction (MM/DD/YY) 08/19/2020 (Street) NEW YORK, NY10017 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.001 per share 76,387 D Common Stock, par value $0.001 per share 74,844 I By Pleasant Lake Apts LP ( 1 ) Common Stock, par value $0.001 per share 44,282 I By Howard Amster 2019 Charitable Remainder Unitrust 1 ( 2 ) Common Stock, par value $0.001 per share 2,525 I By Howard Amster 2019 Charitable Remainder Unitrust 2 ( 3 ) Common Stock, par value $0.001 per share 2,410 I By Howard Amster 2019 Charitable Remainder Unitrust 3 ( 4 ) Common Stock, par value $0.001 per share 2,270 I By Howard Amster 2019 Charitable Remainder Unitrust 4 ( 5 ) Common Stock, par value $0.001 per share 1,350 I By Howard Amster 2019 Charitable Remainder Unitrust 5 ( 6 ) Common Stock, par value $0.001 per share 445 I By Howard Amster 2019 Charitable Remainder Unitrust 7 ( 7 ) Common Stock, par value $0.001 per share 422 I By Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 ( 8 ) Common Stock, par value $0.001 per share 1,710 I By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 ( 9 ) Common Stock, par value $0.001 per share 455 I By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 ( 10 ) Common Stock, par value $0.001 per share 1,415 I By Pleasant Lake Skoien Investments LLC ( 11 ) Common Stock, par value $0.001 per share 12,749 I By Laughlin Holdings LP ( 12 ) Common Stock, par value $0.001 per share 4,500 I By Ramat Securities Ltd ( 13 ) Common Stock, par value $0.001 per share 6,489 I By Amster Trading Company Charitable Remainder Unitrust U/A 03/10/2003 ( 14 ) Common Stock, par value $0.001 per share 200 I By Samuel J. Heller Trust U/A 08/07/2002 ( 15 ) Common Stock, par value $0.001 per share 557 I By Pleasant Lake Corp ( 16 ) Common Stock, par value $0.001 per share 61 I By Amster Trading Company ( 17 ) Common Stock, par value $0.001 per share 1,731 I By Amster Limited Partnership ( 18 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Amster Howard C/O MEDLEY CAPITAL CORPORATION 280 PARK AVENUE, 6TH FLOOR EAST NEW YORK, NY10017 X Signatures Howard Amster 08/24/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lakes Apts Corp, which is the General Partner of Pleasant Lake Apts LP. ( 2 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1. ( 3 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 2. ( 4 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 3. ( 5 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 4. ( 6 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 5. ( 7 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 7. ( 8 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamara Gould Charitable Remainder Unitrust U/A DTD 03/18/1993. ( 9 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998. ( 10 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005. ( 11 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lake Apts Corp, which is the General Partner of Pleasant Lakes Apts LP of which is the manager of Pleasant Lake Skoien Investments LLC. ( 12 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as the President of Pleasant Lake Apts Corp, which is the General Partner of Pleasant Lakes Apts LP of which is the manager of Laughlin Holdings LP. ( 13 )These shares are deemed to be beneficially owned by Howard Amster as a result of being the majority member of Ramat Securities Ltd. ( 14 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Amster Trading Company Charitable Remainder Unitrust U/A 03/10/2003 ( 15 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of the Samuel Heller Trust U/A 08/07/2002. ( 16 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp. ( 17 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Trading Company. ( 18 )These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as general partner of Amster Limited Partnership

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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