Sec Form 4 Filing - Tiburon Opportunity Fund, L.P. @ CACHET FINANCIAL SOLUTIONS, INC. - 2015-06-01

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Tiburon Opportunity Fund, L.P.
2. Issuer Name and Ticker or Trading Symbol
CACHET FINANCIAL SOLUTIONS, INC. [ CAFN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
13313 POINT RICHMOND BEACH ROAD NW
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2015
(Street)
GIG HARBOR, WA98332
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 06/01/2015 P 1,301,717 A $ 0 2,372,900 I See footnote ( 1 )
Common stock 06/08/2015 P 600 A $ 0.3992 2,373,500 I See footnote ( 1 )
Common stock 06/09/2015 P 715 A $ 0.4 2,374,215 I See footnote ( 1 )
Common stock 06/10/2015 P 12,500 A $ 0.366 2,386,715 I See footnote ( 1 )
Common stock 06/12/2015 P 102 A $ 0.51 2,386,817 I See footnote ( 1 )
Common stock 06/16/2015 P 398 A $ 0.46 2,387,215 I See footnote ( 1 )
Common stock 06/22/2015 P 2,000 A $ 0.42 2,389,215 I See footnote ( 1 )
Common stock 06/23/2015 P 2,000 A $ 0.4499 2,391,215 I See footnote ( 1 )
Common stock 06/24/2015 P 9,000 A $ 0.4058 2,400,215 I See footnote ( 1 )
Common stock 06/25/2015 P 6,000 A $ 0.4 2,406,215 I See footnote ( 1 )
Common stock 06/30/2015 P 2,000 A $ 0.465 2,408,215 I See footnote ( 1 )
Common stock 07/01/2015 P 500 A $ 0.5999 2,408,715 I See footnote ( 1 )
Common stock 07/02/2015 P 500 A $ 0.4799 2,409,215 I See footnote ( 1 )
Common stock 07/08/2015 P 1,000 A $ 0.4 2,410,215 I See footnote ( 1 )
Common stock 07/10/2015 P 1,000 A $ 0.39 2,411,215 I See footnote ( 1 )
Common stock 07/13/2015 P 1,000 A $ 0.35 2,412,215 I See footnote ( 1 )
Common stock 07/14/2015 P 2,802 A $ 0.3583 2,415,017 I See footnote ( 1 )
Common stock 07/22/2015 P 500 A $ 0.4399 2,415,517 I See footnote ( 1 )
Common stock 07/23/2015 P 1,000 A $ 0.45 2,416,517 I See footnote ( 1 )
Common stock 07/27/2015 P 800 A $ 0.4463 2,417,317 I See footnote ( 1 )
Common stock 07/28/2015 P 2,000 A $ 0.4075 2,419,317 I See footnote ( 1 )
Common stock 08/03/2015 P 1,000 A $ 0.4 2,420,317 I See footnote ( 1 )
Common stock 08/04/2015 P 500 A $ 0.43 2,420,817 I See footnote ( 1 )
Common stock 08/05/2015 P 500 A $ 0.43 2,421,317 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible preferred stock $ 0.45 06/03/2015 P 2,500 06/03/2015 06/03/2020 Common stock 555,556 ( 2 ) 2,500 I See footnote ( 1 )
Warrant to purchase common stock $ 0.4816 06/03/2015 P 571,038 06/03/2015 06/03/2020 Common stock 571,038 ( 2 ) 571,038 I See footnote ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Tiburon Opportunity Fund, L.P.
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR, WA98332
X
Bortel Investment Management LLC
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR, WA98332
X
Bortel Peter
13313 POINT RICHMOND BEACH ROAD NW
GIG HARBOR, WA98332
X
Signatures
/s/ Peter Bortel, as managing member of general partner of Tiburon Opportunity Fund, L.P. 08/25/2015
Signature of Reporting Person Date
/s/ Peter Bortel, as managing member of Bortel Investment Management LLC 08/25/2015
Signature of Reporting Person Date
/s/ Peter Bortel 08/25/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Tiburon Opportunity Fund, L.P. (the "Stockholder"), Bortel Investment Management LLC (the "General Partner"), and Peter Bortel are collectively referred to herein as the "Reporting Persons." The Stockholder directly owns the securities reported herein. The General Partner is the general partner of the Stockholder. Mr. Bortel is the managing member of the General Partner and controls the General Partner's activities. The General Partner and Mr. Bortel may be deemed to have beneficial ownership of the securities reported herein.
( 2 )Tiburon Opportunity Fund, L.P. effected a private purchase for $250,000 of 2,500 shares of convertible preferred stock (convertible into 555,556 shares of common stock) and a warrant to purchase 571,038 shares of common stock.

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