Sec Form 4 Filing - Lipson Adam C @ AMERICAN BATTERY MATERIALS, INC. - 2025-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lipson Adam C
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY MATERIALS, INC. [ BLTH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
500 WEST PUTNAM AVE SUITE 400
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2025
(Street)
GREENWICH, CT06830
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 05/07/2025 J 160 A $ 4.5 331,918 D
Common Stock ( 2 ) 05/23/2025 A 1,112 A $ 7.98 333,030 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Note ( 3 ) $ 6.35 02/27/2025 02/27/2025 J 2,932 10/31/2025 10/31/2025 Common Stock 2,932 $ 12,100 2 D
Convertible Note ( 4 ) $ 6.35 08/01/2025 08/01/2025 P 10,893 10/31/2025 10/31/2025 Common Stock 10,893 $ 17,293.4 3 D
Convertible Note ( 5 ) $ 6.35 08/28/2025 08/28/2025 P 12,114 10/31/2025 10/31/2025 Common Stock 12,114 $ 50,000 4 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lipson Adam C
500 WEST PUTNAM AVE SUITE 400
GREENWICH, CT06830
X
Signatures
/s/ Adam Lipson 09/22/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
( 2 )Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement
( 3 )Convertible note issued on 2/27/2025 in the amount of $10,000, with current principal of $12,100 after subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 35% discount to the company's proposed uplist. Price expected to be $6.35 per share.
( 4 )Convertible note issued on 8/1/2025in the amount of $15,721.27, with current principal of $17,293.40 after Most Favored Nations principal increase Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share.
( 5 )Convertible note issued on 8/28/2025 in the amount of $50,000 convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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