Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
314,480 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
314,480 |
$
0 |
0 |
I |
See footnote (
2
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
2,210,230 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
2,210,230 |
$
0 |
0 |
I |
See footnote (
2
) |
Series D Convertible Preferred Stock |
(
1
) |
09/17/2019 |
|
C |
|
|
831,641 |
(
1
) |
(
1
) |
Class A Common Stock |
831,641 |
$
0 |
0 |
I |
See footnote (
2
) |
Class B Common Stock (
6
) |
(
5
) (
7
) |
09/17/2019 |
|
C |
|
2,524,710 |
|
(
5
)(
7
) |
(
5
)(
7
) |
Class A Common Stock |
2,524,710 |
$
0 |
2,826,097 |
I |
See footnote (
2
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
P |
|
641,800 |
|
(
6
) |
(
6
) |
Class A Common Stock |
641,800 |
$
15 |
3,467,897 |
I |
See footnote (
2
) |
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
80,016 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
80,016 |
$
0 |
0 |
I |
See footnote (
3
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
562,370 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
562,370 |
$
0 |
0 |
I |
See footnote (
3
) |
Series D Convertible Preferred Stock |
(
1
) |
09/17/2019 |
|
C |
|
|
211,603 |
(
1
) |
(
1
) |
Class A Common Stock |
211,603 |
$
0 |
0 |
I |
See footnote (
3
) |
Class B Common Stock (
6
) |
(
5
) (
7
) |
09/17/2019 |
|
C |
|
642,386 |
|
(
5
)(
7
) |
(
5
)(
7
) |
Class A Common Stock |
642,386 |
$
0 |
719,071 |
I |
See footnote (
3
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
P |
|
163,300 |
|
(
6
) |
(
6
) |
Class A Common Stock |
163,300 |
$
15 |
882,371 |
I |
See footnote (
3
) |
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
95,500 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
95,500 |
$
0 |
0 |
I |
See footnote (
4
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
671,200 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
671,200 |
$
0 |
0 |
I |
See footnote (
4
) |
Series D Convertible Preferred Stock |
(
1
) |
09/17/2019 |
|
C |
|
|
252,550 |
(
1
) |
(
1
) |
Class A Common Stock |
252,550 |
$
0 |
0 |
I |
See footnote (
4
) |
Class B Common Stock (
6
) |
(
5
) (
7
) |
09/17/2019 |
|
C |
|
766,700 |
|
(
5
)(
7
) |
(
5
)(
7
) |
Class A Common Stock |
766,700 |
$
0 |
858,224 |
I |
See footnote (
4
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
P |
|
194,900 |
|
(
6
) |
(
6
) |
Class A Common Stock |
194,900 |
$
15 |
1,053,124 |
I |
See footnote (
4
) |
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
9,808,604 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
9,808,604 |
$
0 |
0 |
I |
See footnote (
8
) |
Series B Convertible Preferred Stock |
(
9
) |
09/17/2019 |
|
C |
|
|
8,321,250 |
(
9
) |
(
9
) |
Class B Common Stock (
6
) |
8,321,250 |
$
0 |
0 |
I |
See footnote (
8
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
1,774,260 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
1,774,260 |
$
0 |
0 |
I |
See footnote (
8
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
C |
|
19,904,114 |
|
(
6
) |
(
6
) |
Class A Common Stock |
19,904,114 |
$
0 |
19,904,114 |
I |
See footnote (
8
) |
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
3,183,223 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
3,183,223 |
$
0 |
0 |
I |
See footnote (
10
) |
Series B Convertible Preferred Stock |
(
9
) |
09/17/2019 |
|
C |
|
|
2,700,500 |
(
9
) |
(
9
) |
Class B Common Stock (
6
) |
2,700,500 |
$
0 |
0 |
I |
See footnote (
10
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
575,800 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
575,800 |
$
0 |
0 |
I |
See footnote (
10
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
C |
|
6,459,523 |
|
(
6
) |
(
6
) |
Class A Common Stock |
6,459,523 |
$
0 |
6,459,523 |
I |
See footnote (
10
) |
Series A Convertible Preferred Stock |
(
5
) |
09/17/2019 |
|
C |
|
|
6,046,577 |
(
5
) |
(
5
) |
Class B Common Stock (
6
) |
6,046,577 |
$
0 |
0 |
I |
See footnote (
11
) |
Series B Convertible Preferred Stock |
(
9
) |
09/17/2019 |
|
C |
|
|
5,129,650 |
(
9
) |
(
9
) |
Class B Common Stock (
6
) |
5,129,650 |
$
0 |
0 |
I |
See footnote (
11
) |
Series C Convertible Preferred Stock |
(
7
) |
09/17/2019 |
|
C |
|
|
1,093,750 |
(
7
) |
(
7
) |
Class B Common Stock (
6
) |
1,093,750 |
$
0 |
0 |
I |
See footnote (
11
) |
Class B Common Stock (
6
) |
(
6
) |
09/17/2019 |
|
C |
|
12,269,977 |
|
(
6
) |
(
6
) |
Class A Common Stock |
12,269,977 |
$
0 |
12,269,977 |
I |
See footnote (
11
) |
Class B Common Stock (
6
) |
(
6
) |
|
|
|
|
|
|
(
6
) |
(
6
) |
Class A Common Stock |
497,996 |
|
497,996 |
I |
See footnote (
12
) |
Class B Common Stock (
6
) |
(
6
) |
|
|
|
|
|
|
(
6
) |
(
6
) |
Class A Common Stock |
34,051 |
|
34,051 |
I |
See footnote (
13
) |
|