Sec Form 4 Filing - NAHM TAE HEA @ MOBILEIRON, INC. - 2015-10-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
NAHM TAE HEA
2. Issuer Name and Ticker or Trading Symbol
MOBILEIRON, INC. [ MOBL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O STORM VENTURES, 2440 SANDHILL ROAD, SUITE 301
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2015
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2015 J( 1 ) 7,131 A $ 0 10,578,176 I By Partnership ( 2 ) ( 3 )
Common Stock 10/02/2015 J( 1 ) 390 A $ 0 578,604 I By Partnership ( 3 ) ( 4 )
Common Stock 10/02/2015 J( 1 ) 221 A $ 0 327,696 I By Limited Liability Company ( 3 ) ( 5 )
Common Stock 10/02/2015 J( 1 ) 7,743 A $ 0 582,101 I By Partnership ( 6 ) ( 7 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
NAHM TAE HEA
C/O STORM VENTURES
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X X
STORM VENTURES FUND III LP
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
STORM VENTURE ASSOCIATES III, L.L.C.
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
STORM VENTURES PRINCIPALS FUND III
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
STORM VENTURES AFFILIATES FUND III LP
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
Storm Ventures Fund IV, L.P.
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
STORM VENTURE ASSOCIATES IV, L.L.C.
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
FLOYD RYAN
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
MENDEZ M ALEX
250 CAMBRIDGE AVE.
PALO ALTO, CA94306
X
SUBHEDAR SANJAY
2440 SANDHILL ROAD, SUITE 301
MENLO PARK, CA94025
X
Signatures
/s/ Kevin Melia, Attorney-in-Fact 10/05/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On October 2, 2015, the reporting persons became entitled to receive a total of 15,485 shares of the Issuer's common stock following the expiration of a share "holdback" period pursuant to an asset purchase agreement, pursuant to which the reporting persons sold assets to the Issuer in exchange for shares of the Issuer's common stock. The asset purchase agreement provided that the reporting persons would receive these additional shares of Issuer common stock, for no additional consideration, if no claims arose as a result of the reporting persons' breach of any of its representations and warranties or covenants in the asset purchase agreement. The number of shares issuable upon the expiration of the "holdback" period was determined on October 2, 2015.
( 2 )The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
( 3 )Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
( 4 )The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
( 5 )The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
( 6 )Storm Venture Associates IV, L.L.C. ("SVA IV") is the general partner of Storm Ventures Fund IV, L.P. ("SV IV") and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA IV and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by SV IV. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
( 7 )The shares are held directly by SV IV.

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