Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Series B-1 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
220,052
(
1
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series B-1 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
330,078
(
1
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series B-1 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
10,560
(
1
)
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Series B-1 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
7,040
(
1
)
|
|
|
I
|
By USVP X Affiliates, L.P
(
2
)
|
|
Series B-2 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
220,052
(
1
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series B-2 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
330,078
(
1
)
|
|
|
I
|
By U.S. Venture Partners X, L.P
(
2
)
|
|
Series B-2 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
10,560
(
1
)
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Series B-2 Preferred Stock
|
(
1
)
|
|
|
|
|
|
|
(
1
) |
(
1
) |
Common Stock
|
7,040
(
1
)
|
|
|
I
|
By USVP X Affiliates, L.P
(
2
)
|
|
Series C Preferred Stock
|
(
3
)
|
|
|
|
|
|
|
(
3
) |
(
3
) |
Common Stock
|
665,623
(
3
)
|
|
|
I
|
By U.S. Venture Partners X, L.P
(
2
)
|
|
Series C Preferred Stock
|
(
3
)
|
|
|
|
|
|
|
(
3
) |
(
3
) |
Common Stock
|
21,295
(
3
)
|
|
|
I
|
By USVP X Affiliates, L.P
(
2
)
|
|
Series D Preferred Stock
|
(
4
)
|
|
|
|
|
|
|
(
4
) |
(
4
) |
Common Stock
|
10,106
(
4
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series D Preferred Stock
|
(
4
)
|
|
|
|
|
|
|
(
4
) |
(
4
) |
Common Stock
|
80,855
(
4
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series D Preferred Stock
|
(
4
)
|
|
|
|
|
|
|
(
4
) |
(
4
) |
Common Stock
|
323
(
4
)
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Series D Preferred Stock
|
(
4
)
|
|
|
|
|
|
|
(
4
) |
(
4
) |
Common Stock
|
2,586
(
4
)
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Series F Preferred Stock
|
(
5
)
|
|
|
|
|
|
|
(
5
) |
(
5
) |
Common Stock
|
1,164,179
(
5
)
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Series F Preferred Stock
|
(
5
)
|
|
|
|
|
|
|
(
5
) |
(
5
) |
Common Stock
|
37,244
(
5
)
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Convertible Promissory Note
|
(
6
)
|
|
|
|
|
|
|
(
6
) |
(
6
) |
Common Stock
|
$
786,399.92
|
|
|
I
|
By U.S. Venture Partners X, L.P.
(
2
)
|
|
Convertible Promissory Note
|
(
7
)
|
|
|
|
|
|
|
(
7
) |
(
7
) |
Common Stock
|
$
25,158.3
|
|
|
I
|
By USVP X Affiliates, L.P.
(
2
)
|
|
Convertible Promissory Note
|
(
8
)
|
|
|
|
|
|
|
(
8
) |
(
8
) |
Common Stock
|
$
250,000
|
|
|
D
|
|
|