|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
257 |
(
1
) |
(
6
) |
Common Stock |
257 |
(
1
) |
0 |
I |
Trinity IX Entrepreneurs' Fund, L.P. (
2
) (
3
) |
Series B Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
70,942 |
(
1
) |
(
6
) |
Common Stock |
70,942 |
(
1
) |
0 |
I |
Trinity IX Entrepreneurs' Fund, L.P. (
2
) (
3
) |
Series C Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
7,317 |
(
1
) |
(
6
) |
Common Stock |
7,317 |
(
1
) |
0 |
I |
Trinity IX Entrepreneurs' Fund, L.P. (
2
) (
3
) |
Series D Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
3,238 |
(
1
) |
(
6
) |
Common Stock |
3,238 |
(
1
) |
0 |
I |
Trinity IX Entrepreneurs' Fund, L.P. (
2
) (
3
) |
Series E Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
2,418 |
(
1
) |
(
6
) |
Common Stock |
2,418 |
(
1
) |
0 |
I |
Trinity IX Entrepreneurs' Fund, L.P. (
2
) (
3
) |
Series A Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
192 |
(
1
) |
(
6
) |
Common Stock |
192 |
(
1
) |
0 |
I |
Trinity IX Side-By-Side Fund, L.P. (
4
) |
Series B Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
54,139 |
(
1
) |
(
6
) |
Common Stock |
54,139 |
(
1
) |
0 |
I |
Trinity IX Side-By-Side Fund, L.P. (
4
) |
Series C Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
5,452 |
(
1
) |
(
6
) |
Common Stock |
5,452 |
(
1
) |
0 |
I |
Trinity IX Side-By-Side Fund, L.P. (
4
) |
Series D Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
2,381 |
(
1
) |
(
6
) |
Common Stock |
2,381 |
(
1
) |
0 |
I |
Trinity IX Side-By-Side Fund, L.P. (
4
) |
Series E Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
1,762 |
(
1
) |
(
6
) |
Common Stock |
1,762 |
(
1
) |
0 |
I |
Trinity IX Side-By-Side Fund, L.P. (
4
) |
Series A Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
16,401 |
(
1
) |
(
6
) |
Common Stock |
16,401 |
(
1
) |
0 |
I |
Trinity Ventures IX, L.P. (
5
) |
Series B Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
4,542,087 |
(
1
) |
(
6
) |
Common Stock |
4,542,087 |
(
1
) |
0 |
I |
Trinity Ventures IX, L.P. (
5
) |
Series C Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
465,495 |
(
1
) |
(
6
) |
Common Stock |
465,495 |
(
1
) |
0 |
I |
Trinity Ventures IX, L.P. (
5
) |
Series D Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
203,274 |
(
1
) |
(
6
) |
Common Stock |
203,274 |
(
1
) |
0 |
I |
Trinity Ventures IX, L.P. (
5
) |
Series E Convertible Preferred Stock |
(
1
) |
12/17/2014 |
|
C |
|
|
155,231 |
(
1
) |
(
6
) |
Common Stock |
155,231 |
(
1
) |
0 |
I |
Trinity Ventures IX, L.P. (
5
) |
|
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,