Sec Form 4 Filing - MEHRING PETER A @ Ecoark Holdings, Inc. - 2017-09-15

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person MEHRING PETER A 2. Issuer Name and Ticker or Trading Symbol Ecoark Holdings, Inc. [ EARK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 3333 S. PINNACLE HILLS PARKWAY, SUITE 220 3. Date of Earliest Transaction (MM/DD/YY) 09/15/2017 (Street) ROGERS, AR72758 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Ecoark Holdings, Inc. 09/15/2017 09/15/2017 F( 1 ) 43,217 D $ 3.02 1,191,258 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other MEHRING PETER A 3333 S . PINNACLE HILLS PARKWAY SUITE 220 ROGERS, AR72758 X Signatures /s/ PETER A MEHRING 09/18/2017 Signature of Reporting Person Date BY: TROY RICHARDS, ATTORNEY-IN-FACT 09/18/2017 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The transaction reported on this Form 4 DOES NOT REFLECT A SALE by the reporting person of any shares.The transaction reported on this Form 4 was mandated by the issuer's election under its 2013 Incentive Stock Plan to require the satisfaction of tax withholding obligations through a WITHHOLD TO COVER transaction.The transaction reported on this Form 4 DOES NOT REPRESENT A SALE or discretionary trade by the reporting person, but rather was effected for the limited purpose of satisfying tax withholding obligations upon a partial vesting of the restricted stock awarded to the reporting person under the Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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