Sec Form 4 Filing - Casdin Capital, LLC @ CONSTELLATION PHARMACEUTICALS INC - 2018-07-23

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Casdin Capital, LLC
2. Issuer Name and Ticker or Trading Symbol
CONSTELLATION PHARMACEUTICALS INC [ CNST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1350 AVENUE OF THE AMERICAS, SUITE 2405,
3. Date of Earliest Transaction (MM/DD/YY)
07/23/2018
(Street)
NEW YORK, NY10019
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/23/2018 C 345,783 A 345,783 I ( 2 ) See footnote
Common Stock 07/23/2018 P 266,667 A $ 15 612,450 I ( 2 ) See footnote
Common Stock 07/23/2018 C 158,960 A 158,960 I ( 3 ) See footnote
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series E Preferred Stock ( 1 ) 07/23/2018 C 1,333,333 ( 1 ) ( 1 ) Common Stock 155,716 $ 0 0 I ( 2 ) See footnote
Series E-1 Preferred Stock ( 1 ) 07/23/2018 C 342,435 ( 1 ) ( 1 ) Common Stock 31,104 $ 0 0 I ( 2 ) See footnote
Series F Preferred Stock ( 1 ) 07/23/2018 C 1,750,000 ( 1 ) ( 1 ) Common Stock 158,963 $ 0 0 I ( 2 ) See footnote
Series F Preferred Stock ( 1 ) 07/23/2018 C 1,750,000 ( 1 ) ( 1 ) Common Stock 158,960 $ 0 0 I ( 3 ) See footnote
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Casdin Capital, LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
Casdin Partners Master Fund, L.P.
C/O CASDIN CAPITAL LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
Casdin Partners GP, LLC
C/O CASDIN CAPITAL LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
Casdin Eli
C/O CASDIN CAPITAL LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
Casdin Venture Opportunities Fund, L.P.
C/O CASDIN CAPITAL LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
CASDIN VENTURE OPPORTUNITIES FUND GP, LLC
C/O CASDIN CAPITAL LLC
1350 AVENUE OF THE AMERICAS, SUITE 2405
NEW YORK, NY10019
X
Signatures
Casdin Capital, LLC, By: Eli Casdin, Managing Member, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Casdin Partners Master Fund, LP, By: Casdin Partners GP, LLC, General Partner, By: Eli Casdin, Managing Member, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Casdin Partners GP, LLC, By: Eli Casdin, Managing Member, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Eli Casdin, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Casdin Venture Opportunities Fund, LP, Casdin Venture Opportunities Fund GP, LLC, General Partner, By: Eli Casdin, Managing Member, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Casdin Venture Opportunities Fund GP, LLC, By: Eli Casdin, Managing Member, /s/ Eli Casdin 07/23/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On July 23, 2018, the Series E-1 and Series F Preferred Stock converted into Common Stock on a 11.009-for-one basis, and the Series E Preferred Stock converted into Common Stock on a 8.56256-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series E, Series E-1 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial pubic offering. The shares had no expiration date.
( 2 )These securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC.
( 3 )These securities are owned directly by Casdin Venture Opportunities Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Venture Opportunities Fund, LP, (ii) Casdin Venture Opportunities Fund GP, LLC, the general partner of Casdin Venture Opportunities Fund, LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Venture Opportunities Fund GP, LLC.

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