Sec Form 4 Filing - Wenzel Gerard @ SOBR Safe, Inc. - 2022-01-11

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Wenzel Gerard 2. Issuer Name and Ticker or Trading Symbol SOBR Safe, Inc. [ SOBR] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) CFO (Last) (First) (Middle) 6400 SOUTH FIDDLERS GREEN CIRCLE, SUITE 525 3. Date of Earliest Transaction (MM/DD/YY) 01/11/2022 (Street) GREENWOOD VILLAGE, CO80111 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 05/18/2022 J( 1 ) 11,765 A $ 4 11,765 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Common Stock Warrants $ 4.25 05/18/2022 J( 1 ) 23,530 05/18/2022 05/18/2027 Common Stock 23,530 $ 0.125 23,350 D Restricted Stock Units $ 0 01/11/2022 A 16,667( 2 ) ( 3 ) ( 4 ) Common Stock 16,667 ( 5 ) 16,667 D Stock Options $ 8.25( 2 ) 01/11/2022 A 66,667( 2 ) ( 6 ) 01/11/2027 Common Stock 66,667 ( 5 ) 66,667 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Wenzel Gerard 6400 SOUTH FIDDLERS GREEN CIRCLE SUITE 525 GREENWOOD VILLAGE, CO80111 CFO Signatures /s/ Gerard Wenzel 06/13/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Mr. Wenzel acquired 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant. ( 2 )Adjusted for 1-for-3 reverse stock split of Issuer's common stock effected April 28, 2022. ( 3 )The RSUs vest on the earlier to occur of 180 days after the Company uplists to Nasdaq or January 1, 2023. ( 4 )The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting. ( 5 )Issued to Mr. Wenzel under the terms of his Employment Agreement with the Issuer. ( 6 )The stock options vest as to 8,334 shares each quarter after the grant date for eight (8) equal quarterly installments so long as Mr. Wenzel is in continuous service with the Issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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