Sec Form 4 Filing - Barry Tina @ Dr Pepper Snapple Group, Inc. - 2013-09-04

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Barry Tina
2. Issuer Name and Ticker or Trading Symbol
Dr Pepper Snapple Group, Inc. [ DPS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President
(Last) (First) (Middle)
5301 LEGACY DR.
3. Date of Earliest Transaction (MM/DD/YY)
09/04/2013
(Street)
PLANO, TX75024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/05/2013 J( 1 ) 156 A 19,215 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option $ 36.42 09/04/2013 J 2,964 ( 2 ) ( 2 ) ( 2 ) Common Stock 2,964 $ 36.42 3,085 D
Employee Stock Option $ 37.8 09/04/2013 J 8,436 ( 3 ) ( 3 ) ( 3 ) Common Stock 8,436 $ 37.8 2,872 D
Employee Stock Option $ 43.82 09/04/2013 J 12,478 ( 4 ) ( 4 ) ( 4 ) Common Stock 12,478 $ 43.82 2,550 D
Restricted Stock Unit ( 5 ) 09/04/2013 J 1,363 ( 6 ) ( 6 ) ( 6 ) Common Stock 1,363 ( 5 ) 6,978 D
Restricted Stock Unit ( 5 ) 09/04/2013 J 3,871 ( 7 ) ( 7 ) ( 7 ) Common Stock 3,871 ( 5 ) 3,921 D
Restricted Stock Unit ( 5 ) 09/04/2013 J 4,005 ( 8 ) ( 8 ) ( 8 ) Common Stock 4,005 ( 5 ) 819 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Barry Tina
5301 LEGACY DR.
PLANO, TX75024
Executive Vice President
Signatures
Wayne R. Lewis, attorney in fact 09/06/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on July 5, 2013 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 10, 2012.
( 2 )Reporting Person left the employ of the Issuer on September 4, 2013 (the "Separation Date"). Pursuant to the terms of the Nonqualified Stock Option Agreement (the "Option Agreement") executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2011,options to purchase 3,085 shares of the Issuer's common stock (the "Stock") vested on the Separation Date and the options to purchase the remaining 2,964 unvested shares of stock were forfeited.
( 3 )Pursuant to the terms of the Option Agreement executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2012,options to purchase 2,872 shares of the Stock vested on the Separation Date and the options to purchase the remaining 8,436 unvested shares of stock were forfeited.
( 4 )Pursuant to the terms of the Option Agreement executed in connection with the option grant made by the Issuer to the Reporting Person on 3/2/2013,options to purchase 2,550 shares of the Stock vested on the Separation Date and the options to purchase the remaining 12,478 unvested shares of stock were forfeited.
( 5 )Each restricted stock unit represents a contingent right to receive one share of the Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
( 6 )Pursuant to the terms of the Restricted Stock Unit Agreement (the "RSU Agreement")between the Issuer and the Reporting Person, 1,363 of the restricted stock units awarded on 3/2/2011 have been forfeited. The remaining 6,978 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
( 7 )Pursuant to the terms of the RSU Agreement between the Issuer and the Reporting Person, 3,871 restricted stock units awarded on 3/2/2012 have been forfeited. The remaining 3,921 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.
( 8 )Pursuant to the terms of the RSU Agreement between the Issuer and the Reporting Person, 4,005 restricted stock units awarded on 3/2/2013 have been forfeited. The remaining 819 restricted stock units vested on the Separation Date and shall be issued to the Reporting Person pursuant to the RSU Agreement.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.