Sec Form 4/A Filing - D'Ambrosio Trent @ INCEPTION MINING INC. - 2013-02-25

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
D'Ambrosio Trent
2. Issuer Name and Ticker or Trading Symbol
INCEPTION MINING INC. [ IMII]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO and CFO
(Last) (First) (Middle)
5330 SOUTH 900 EAST, SUITE 280
3. Date of Earliest Transaction (MM/DD/YY)
02/25/2013
(Street)
SALT LAKE CITY,, UT84102
4. If Amendment, Date Original Filed (MM/DD/YY)
06/12/2014
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2013 A( 1 ) 2,600,000 A $ 0 4,100,000 D
Common Stock 02/25/2013 A( 2 ) 1,000,000 A $ 0 4,100,000 I Through MDLVentures LLC
Common Stock 02/25/2013 A( 3 ) 500,000 A $ 0 4,100,000 I Through Monte Carlo LLC
Common Stock 01/28/2014 G 400,000 D $ 0 3,700,000 I Through MDL Ventures LLC
Common Stock 01/28/2014 G 300,000 D $ 0 3,400,000 I Through Monte Carlo LLC
Common Stock 05/30/2014 P 100 A $ 1.12 3,400,100 D
Common Stock 06/04/2014 P 500 A $ 1 3,400,600 D
Common Stock 06/05/2014 P 100 A $ 1.05 3,400,700 D
Common Stock 06/06/2014 P 500 A $ 1.05 3,401,200 D
Common Stock 06/23/2014 S 500 D $ 1.09 3,400,700 D
Common Stock 06/27/2014 P 200 A $ 1.12 3,400,900 D
Common Stock 07/09/2014 P 400 A $ 1.04 3,401,300 D
Common Stock 06/01/2015 D( 4 ) 100,000 D $ 0 3,301,300 I Through Monte Carlo LLC
Common Stock 06/08/2015 G 100,000 D $ 0 3,201,300 I Through Monte Carlo LLC
Common Stock 07/01/2015 D( 5 ) 100,000 D $ 0 3,101,300 I Through MDL Ventures LLC
Common Stock 10/01/2015 D( 6 ) 2,600,000 D $ 0 151,300 D
Common Stock 10/01/2015 D( 7 ) 350,000 D $ 0 151,300 I Through MDL Ventures LLC
Common Stock 10/02/2015 A( 8 ) 3,855,742 A $ 0.51 4,007,042 D
Common Stock 10/21/2015 P 500 A $ 0.2785 4,007,542 D
Common Stock 10/26/2015 P 2,500 A $ 0.2 4,010,042 I Through Mr. D'Ambrosio's spouse
Common Stock 11/02/2015 P 100 A $ 0.2759 4,010,142 D
Common Stock 11/03/2015 S( 9 ) 150,000 D $ 0.001 3,857,042 ( 10 ) I Through MDL Ventures LLC
Common Stock 07/09/2016 P 400 A $ 1.04 702,244 ( 10 ) D
Common Stock 07/15/2016 S 400 D $ 0.8 701,844 ( 10 ) D
Common Stock 07/29/2016 C( 11 ) 881,057 A $ 0.227 1,582,901 ( 10 ) D
Common Stock 12/30/2016 A( 12 ) 500,000 A $ 0.4353 2,082,901 D
Common Stock 12/30/2016 C( 13 ) 500,000 A $ 0.63 2,582,901 D
Series A Preferred Stock 12/30/2016 A( 14 ) 51 A $ 54,471.62 51 D
Common Stock 07/18/2017 C( 15 ) 600,000 A $ 0.25 3,182,901 D
Common Stock 07/21/2017 G 400,000 D $ 0 2,782,901 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
D'Ambrosio Trent
5330 SOUTH 900 EAST
SUITE 280
SALT LAKE CITY,, UT84102
X CEO and CFO
Signatures
/s/ Trent D'Ambrosio 06/11/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 25, 2016, 2,600,000 shares of common stock were issued to Mr. D'Ambrosio pursuant to a Share Exchange Agreement.
( 2 )On February 25, 2016, 1,000,000 shares of common stock were issued to MDL Ventures LLC pursuant to a Share Exchange Agreement. Mr. D'Ambrosio was the manager of MDL Ventures LLC and therefore the beneficial owner of the shares.
( 3 )On February 25, 2016, 500,000 shares of common stock were issued to Monte Carlo LLC pursuant to a Consulting Agreement. Mr. D'Ambrosio was the manager of Monte Carlo LLC and therefore the beneficial owner of the shares.
( 4 )On June 8, 2015, Monte Carlo LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
( 5 )On July 27, 2015, MDL Ventures LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
( 6 )On October 1, 2015, Mr. D'Ambrosio voluntarily returned 2,600,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
( 7 )On October 1, 2015, MDL Ventures LLC voluntarily returned 350,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
( 8 )On October 2, 2015, Mr. D'Ambrosio was issued 3,855,742 shares pursuant to the Agreement and Plan of Merger with Clavo Rico, LTD.
( 9 )On November 3, 2015, MDL Ventures LLC sold 150,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
( 10 )On May 26, 2016, the Company effected a 1 for 5.5 reverse split, resulting in 701,044 shares as of May 26, 2016.
( 11 )On July 29, 2016, Mr. D'Ambrosio received 881,057 shares of common stock pursuant to a conversion of $200,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
( 12 )On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock as compensation for services performed as an officer and director of the Company.
( 13 )On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock pursuant to a conversion of $100,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
( 14 )On December 30, 2016, the Company issued 51 shares of its Series A Preferred stock to Mr. D'Ambrosio for services rendered as an officer. The shares have voting rights equal to: (x) 0.019607 multiplied by the total issued and outstanding shares of common stock eligible to vote at the time of the respective vote (the "Numerator"), divided by (y) 0.49, minus (z) the Numerator. These shares have preferential voting rights, no conversion rights and no liquidation preferences.
( 15 )On July 21, 2017, the Company issued 600,000 shares to Mr. D'Ambrosio pursuant to a conversion of $150,000 of debt owed by the Company to Mr. D'Ambrosio (assigned by MDL Ventures LLC).

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