Sec Form 4 Filing - Versant Venture Capital IV, L.P. @ IVERIC bio, Inc. - 2020-06-19

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Versant Venture Capital IV, L.P.
2. Issuer Name and Ticker or Trading Symbol
IVERIC bio, Inc. [ ISEE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ONE SANSOME STREET, SUITE 3630
3. Date of Earliest Transaction (MM/DD/YY)
06/19/2020
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/19/2020 J( 1 ) 3,428,221 D $ 0 1,714,111 I footnote ( 2 )
Common Stock 06/19/2020 J( 3 ) 21,597 D $ 0 10,798 I footnote ( 4 )
Common Stock 06/19/2020 J( 5 ) 34,282 A $ 0 34,282 I footnote ( 6 )
Common Stock 06/19/2020 J( 7 ) 34,282 D $ 0 0 I footnote ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Versant Venture Capital IV, L.P.
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Versant Side Fund IV, L.P.
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Versant Ventures IV, LLC
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Signatures
/s/ Robin L. Praeger, Managing Director of the General Partner of Versant Venture Capital IV, L.P. 06/23/2020
Signature of Reporting Person Date
/s/ Robin L. Praeger, Managing Director of the General Partner of Versant Side Fund IV, L.P. 06/23/2020
Signature of Reporting Person Date
/s/ Robin L. Praeger, Managing Director of Versant Ventures IV, LLC 06/23/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("VVC IV") without consideration to its partners.
( 2 )These shares are held by VVC IV. Versant Ventures IV, LLC ("VV IV") is the sole general partner of VVC IV may be deemed to indirectly beneficially own the shares beneficially owned by VVC IV, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
( 3 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("VSF IV") without consideration to its partners.
( 4 )These shares are held by VSF IV. VV IV is the sole general partner of VSF IV may be deemed to indirectly beneficially own the shares beneficially owned by VSF IV, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
( 5 )Represents a change in the form of ownership of VV IV by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC IV and VSF IV.
( 6 )The shares are held by VV IV.
( 7 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by VV IV without consideration to its members.

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