Sec Form 4 Filing - LVP GP III, LLC @ Evoke Pharma Inc - 2018-08-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
LVP GP III, LLC
2. Issuer Name and Ticker or Trading Symbol
Evoke Pharma Inc [ EVOK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2603 CAMINO RAMON, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
08/20/2018
(Street)
SAN RAMON, CA94583-4289
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2018 P 465,116 A $ 2.35 1,937,983 I Directly owned by LVP III ( 1 )
Common Stock 08/20/2018 P 23,256 A $ 2.35 96,897 I Directly owned by Associates ( 1 )
Common Stock 08/20/2018 P 11,628 A $ 2.35 48,449 I Directly owned by Partners ( 1 )
Common Stock 5,250 I Directly owned by LVPMC ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LVP GP III, LLC
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
LATTERELL PATRICK F
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
LVP III Associates, L.P.
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
LVP III Partners LP
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
LVP LIFE SCIENCE VENTURES III L.P.
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
LVPMC, LLC
2603 CAMINO RAMON
SUITE 200
SAN RAMON, CA94583-4289
X
Signatures
Patrick F. Latterell, Managing Member of LVP GP III, LLC 08/21/2018
Signature of Reporting Person Date
Patrick F. Latterell, Manager of LVPMC, LLC 08/21/2018
Signature of Reporting Person Date
Patrick F. Latterell, Managing Member of LVP GP III, LLC, General Partner of LVP III Associates, L.P. 08/21/2018
Signature of Reporting Person Date
Patrick F. Latterell, Managing Member of LVP GP III, LLC, General Partner of LVP III Partner, L.P. 08/21/2018
Signature of Reporting Person Date
Patrick F. Latterell, Managing Member of LVP GP III, LLC, General Partner of LVP Life Sciences Ventures III, L.P. 08/21/2018
Signature of Reporting Person Date
Patrick F. Latterell, Manager of LVPMC, LLC and Managing Member of LVP GP III, LLC the General Partner of LVP Life Science Ventures III, L.P. LVP III Associates, L.P. and LVP III Partners L.P. 08/21/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported securities are owned directly by each of LVPMC, LLC ("LVPMC"), LVP Life Science Ventures III, L.P. ("LVP III"), LVP III Associates, L.P. ("Associates") and LVP III Partners, L.P. ("Partners"). LVP GP III, LLC ("GP III") is the general partner of LVP III, Associates and Partners. GP III may be deemed to have sole voting power and dispositive power over the shares held by LVP III, Associates and Partners. Each of GP III and Patrick Latterell, the managing member of GP III and the manager of LVPMC, may be deemed to share voting and dispositive power over the reported securities and disclaim beneficial ownership of the reported securities held by LVPMC, LVP III, Associates and Partners except to the extent of any pecuniary interest therein.

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