Sec Form 4/A Filing - Bailey K Thomas @ NanoString Technologies Inc - 2022-01-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bailey K Thomas
2. Issuer Name and Ticker or Trading Symbol
NanoString Technologies Inc [ NSTG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
530 FAIRVIEW AVENUE N
3. Date of Earliest Transaction (MM/DD/YY)
01/26/2022
(Street)
SEATTLE, WA98109
4. If Amendment, Date Original Filed (MM/DD/YY)
01/28/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Restricted Stock Units ( 1 ) 01/26/2022 A 4,050 ( 2 ) ( 2 ) Common Stock 4,050 $ 0 4,050 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bailey K Thomas
530 FAIRVIEW AVENUE N
SEATTLE, WA98109
Chief Financial Officer
Signatures
/s/ Shannon Atchison, Attorney in Fact 01/31/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each Performance Restricted Stock Unit ("PSU") represents a contingent right to receive one (1) share of Issuer's common stock.
( 2 )On January 28, 2022, the Reporting Person filed a Form 4 which inadvertently omitted to report in Table II certain PSUs acquired upon determination by the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on March 12, 2020. The shares vest on January 26, 2023, subject to the Reporting Person continuing as a service provider through such date. The Reporting Person is amending the January 28, 2022 Form 4 to include this information in Table II.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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