Sec Form 4 Filing - Peetz Karen B @ Bank of New York Mellon Corp - 2016-11-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Peetz Karen B
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
THE BANK OF NEW YORK MELLON CORPORATION, 225 LIBERTY STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/10/2016
(Street)
NEW YORK, NY10286
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2016 M 32,580 A $ 22.03 189,591.0401 D
Common Stock 11/10/2016 S 32,580 ( 1 ) D $ 46.1806 ( 1 ) 157,011.0401 D
Common Stock 11/10/2016 M 52,102 A $ 40.4 209,113.0401 D
Common Stock 11/10/2016 S 52,102 D $ 46.1377 ( 2 ) 157,011.0401 D
Common Stock 11/10/2016 M 24,198 A $ 42.83 181,209.0401 D
Common Stock 11/10/2016 S 24,198 D $ 46.3063 ( 3 ) 157,011.0401 D
Common Stock 11/10/2016 M 8,964 A $ 44.59 165,975.0401 D
Common Stock 11/10/2016 S 8,964 D $ 46.1073 ( 4 ) 157,011.0401 D
Common Stock 11/10/2016 M 109,412 A $ 42.31 266,423.0401 D
Common Stock 11/10/2016 S 109,412 D $ 45.974 ( 5 ) 157,011.0401 D
Common Stock 11/10/2016 M 17,609 A $ 34.63 174,620.0401 D
Common Stock 11/10/2016 S 17,609 D $ 46.2733 ( 6 ) 157,011.0401 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
02/23/2012 Stock Options $ 22.03 11/10/2016 M 32,580 02/23/2013( 7 ) 02/22/2022 Common Stock 32,580 ( 8 ) 0 D
03/13/2007 Stock Options $ 40.4 11/10/2016 M 52,102 03/13/2008( 7 ) 03/13/2017 Common Stock 52,102 ( 8 ) 0 D
04/02/2007 Stock Options $ 42.83 11/10/2016 M 24,198 04/02/2008( 7 ) 04/02/2017 Common Stock 24,198 ( 8 ) 0 D
07/23/2007 Stock Options $ 44.59 11/10/2016 M 8,964 07/23/2008( 7 ) 07/23/2017 Common Stock 8,964 ( 8 ) 0 D
03/10/2008 Stock Options $ 42.31 11/10/2016 M 109,412 03/10/2009( 7 ) 03/10/2018 Common Stock 109,412 ( 8 ) 0 D
07/21/2008 Stock Options $ 34.63 11/10/2016 M 17,609 07/21/2009( 7 ) 07/21/2018 Common Stock 17,609 ( 8 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Peetz Karen B
THE BANK OF NEW YORK MELLON CORPORATION
225 LIBERTY STREET
NEW YORK, NY10286
President
Signatures
/s/ Craig T. Beazer, Attorney-in-Fact 11/14/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 2 )Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 3 )Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 4 )Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 5 )Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 6 )Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
( 7 )Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.
( 8 )Not Applicable.

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