Sec Form 4 Filing - Slavet James @ Redfin Corp - 2017-08-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Slavet James
2. Issuer Name and Ticker or Trading Symbol
Redfin Corp [ RDFN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O GREYLOCK PARTNERS, 2550 SAND HILL ROAD, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
08/02/2017
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/02/2017 C 7,478,562 A 7,478,562 I By Greylock XII Limited Partnership ( 2 )
Common Stock 08/02/2017 C 830,950 A 830,950 I By Greylock XII-A Limited Partnership ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Preferred Stock ( 1 ) 08/ 02/2017 C 7,117,070 ( 1 ) ( 1 ) Common Stock 7,117,070 ( 1 ) 0 I By Greylock XII Limited Partnership ( 2 )
Series E Preferred Stock ( 1 ) 08/02/2017 C 240,499 ( 1 ) ( 1 ) Common Stock 240,499 ( 1 ) 0 I By Greylock XII Limited Partnership ( 2 )
Series F Preferred Stock ( 1 ) 08/02/2017 C 120,993 ( 1 ) ( 1 ) Common Stock 120,993 ( 1 ) 0 I By Greylock XII Limited Partnership ( 2 )
Series D Preferred Stock ( 1 ) 08/02/2017 C 790,785 ( 1 ) ( 1 ) Common Stock 790,785 ( 1 ) 0 I By Greylock XII-A Limited Partnership ( 3 )
Series E Preferred Stock ( 1 ) 08/02/2017 C 26,722 ( 1 ) ( 1 ) Common Stock 26,722 ( 1 ) 0 I By Greylock XII-A Limited Partnership ( 3 )
Series F Preferred Stock ( 1 ) 08/02/2017 C 13,443 ( 1 ) ( 1 ) Common Stock 13,443 ( 1 ) 0 I By Greylock XII-A Limited Partnership ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Slavet James
C/O GREYLOCK PARTNERS
2550 SAND HILL ROAD, SUITE 200
MENLO PARK, CA94025
X
Signatures
/s/ Kristi Weichelt as attorney-in-fact for James Slavet 08/02/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
( 2 )The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. James Slavet is a managing member of Greylock XII GP and may be deemed to share voting and investment power over the securities held by Greylock XII LP. Mr. Slavet disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 3 )The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. James Slavet is a managing member of Greylock XII GP and may be deemed to share voting and investment power over the securities held by Greylock XII-A LP. Mr. Slavet disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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