Sec Form 4 Filing - Johnson Steven G. @ CareView Communications Inc - 2022-12-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Johnson Steven G.
2. Issuer Name and Ticker or Trading Symbol
CareView Communications Inc [ CRVW]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO/CFO/SEC/TREAS
(Last) (First) (Middle)
C/O CAREVIEW COMMUNICATIONS INC., 405 STATE HIGHWAY 121, SUITE B-240
3. Date of Earliest Transaction (MM/DD/YY)
12/30/2022
(Street)
LEWISVILLE, TX75067
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Secured Convertible Note( 1 ) $ 0.52 12/30/2022 D ( 2 ) 02/16/2025 Common Stock 2,782,180 ( 3 ) 0 D
Secured Convertible Note( 1 ) $ 0.05 12/30/2022 D ( 2 ) 02/22/2028 Common Stock 19,276,834 ( 3 ) 0 D
Secured Convertible Note( 1 ) $ 0.05 12/30/2022 D ( 2 ) 07/10/2028 Common Stock 15,319,192 ( 3 ) 0 D
Secured Note( 1 ) $ 0 12/30/2022 D ( 2 ) 06/30/2022 Common Stock 0 ( 3 ) 0 I By SJ Capital, LLC
Secured Note( 1 ) $ 0 12/30/2022 D ( 2 ) 06/30/2022 Common Stock 0 ( 3 ) 0 I By SJ Capital, LLC
Secured Convertible Note( 1 ) $ 0.1 12/30/2022 A ( 2 ) 12/31/2023 Common Stock 65,000 ( 3 ) $ 650,000 D
Secured Convertible Note( 1 ) $ 0.1 12/30/2022 A ( 2 ) 12/31/2023 Common Stock 60,000 ( 3 ) $ 1,250,000 D
Secured Convertible Note( 1 ) $ 0.1 12/30/2022 A ( 2 ) 12/31/2023 Common Stock 50,000 ( 3 ) $ 1,750,000 D
Secured Convertible Note( 1 ) $ 0.1 12/30/2022 A ( 2 ) 12/31/2023 Common Stock 15,000 ( 3 ) $ 1,900,000 I By SJ Capital, LLC
Secured Convertible Note( 1 ) $ 0.1 12/30/2022 A ( 2 ) 12/31/2023 Common Stock 25,000 ( 3 ) $ 2,150,000 I By SJ Capital, LLC
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Johnson Steven G.
C/O CAREVIEW COMMUNICATIONS INC.
405 STATE HIGHWAY 121, SUITE B-240
LEWISVILLE, TX75067
X X CEO/CFO/SEC/TREAS
Signatures
/s/ Steven G. Johnson 01/04/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act.
( 2 )Immediately exercisable.
( 3 )See footnote (1).

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