Sec Form 4 Filing - HUMMER WINBLAD VENTURE PARTNERS V LP @ MULESOFT, INC - 2018-02-20

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person HUMMER WINBLAD VENTURE PARTNERS V LP 2. Issuer Name and Ticker or Trading Symbol MULESOFT, INC [ MULE] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) PIER 33 SOUTH, THE EMBARCADERO, SUITE 300 3. Date of Earliest Transaction (MM/DD/YY) 02/20/2018 (Street) SAN FRANCISCO, CA94111 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 02/20/2018 J( 1 ) 3,300,000 D $ 0 7,578,485 D ( 2 ) ( 3 ) Class A Common Stock 02/20/2018 J( 4 ) 247,983 A $ 0 570,335 D ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other HUMMER WINBLAD VENTURE PARTNERS V LP PIER 33 SOUTH THE EMBARCADERO, SUITE 300 SAN FRANCISCO, CA94111 X Hummer Winblad Equity Partners V, LLC PIER 33 SOUTH THE EMBARCADERO, SUIT 300 SAN FRANCISCO, CA94111 X KERTZMAN MITCHELL PIER 33 SOUTH THE EMBARCADERO, SUIT 300 SAN FRANCISCO, CA94111 X Hummer John PIER 33 SOUTH THE EMBARCADERO, SUITE 300 SAN FRANCISCO, CA94111 X	Signatures HUMMER WINBLAD VENTURE PARTNERS V,L.P., By: Hummer Winblad Equity Partners V, L.L.C.,its General Partner, By: /s/ Ingrid Chiavacci,attorney-in-fact 02/22/2018 Signature of Reporting Person Date Hummer Winblad Equity Partners V, L.L.C., By: /s/ Ingrid Chiavacci, attorney-in-fact 02/22/2018 Signature of Reporting Person Date Mitchell Kertzman, By: /s/ Ingrid Chiavacci, attorney-in-fact 02/22/2018 Signature of Reporting Person Date John Hummer, By: /s/ Ingrid Chiavacci, attorney-in-fact 02/22/2018 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners V, L.P. ("HWVP V") without additional consideration, to its partners. HWVP V distributed an aggregate of 2,450,252 shares to its limited partners on a pro rata basis and 849,748 shares to its general partner, Hummer Winblad Equity Partners V, L.L.C. ("HW Equity V"). HW Equity V subsequently distributed 849,748 shares on a pro rata basis for no additional consideration to its members and assignees. ( 2 )Consists of 7,569,715 shares held of record by HWVP V for itself and 8,770 shares held of record by HWVP V as nominee for Hummer Winblad Venture Partners V-A, L.P. ( 3 )HW Equity V is the general partner of HWVP V. John Hummer, Mitchell Kertzman and Ann Winblad are the managing members of HW Equity V and share voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V, Mr. Hummer, Mr. Kertzman and Ms. Winblad disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein. ( 4 )Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP V to HW Equity V and the subsequent pro-rata, in-kinddistribution by HW Equity V to its members and assignees, including Mr. Hummer and Mr. Kertzman. ( 5 )Consists of 378,012 shares held directly by Mr. Hummer and 192,323 shares held directly by Mr. Kertzman.

Remarks: This Form 4 is one of two Form 4s filed on the date hereof in respect of these shares. The Reporting Person on the other Form 4 is Ann Winblad.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.