Sec Form 4 Filing - Anderson Jevan @ FINJAN HOLDINGS, INC. - 2020-06-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Anderson Jevan
2. Issuer Name and Ticker or Trading Symbol
FINJAN HOLDINGS, INC. [ FNJN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O FINJAN HOLDINGS, INC., 2000 UNIVERSITY AVENUE, SUITE 600
3. Date of Earliest Transaction (MM/DD/YY)
06/03/2020
(Street)
EAST PALO ALTO, CA94303
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/03/2020 M 96,667 A $ 0 96,667 D
Common Stock 06/03/2020 S 38,666 ( 1 ) D $ 1.2477 ( 2 ) 58,001 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 3 ) 06/03/2020 M 96,667 ( 4 ) ( 4 ) Common Stock 96,667 $ 0 123,333 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Anderson Jevan
C/O FINJAN HOLDINGS, INC.
2000 UNIVERSITY AVENUE, SUITE 600
EAST PALO ALTO, CA94303
Chief Financial Officer
Signatures
/s/ Jevan Anderson 06/05/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of March 13, 2020 to satisfy the reporting person's tax obligations upon vesting of 96,667 restricted stock units ("RSUs")
( 2 )Weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
( 3 )Each restricted stock unit ("RSU") granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan.
( 4 )A total of 220,000 RSUs were granted on July 31, 2019. 96,667 of the RSUs vested on June 3, 2020, and an additional 24,166 RSUs vest every three calendar months following such date (assuming continued service of the reporting person as of each such vesting date) until such shares are fully vested such that 100% of the RSUs will have fully vested as of December 3, 2021 (with the last such vesting date comprised of 2,503 RSUs vesting as of such date). The RSUs will be settled upon vesting.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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