Sec Form 4 Filing - HYMAN EDWARD S @ Evercore Inc. - 2021-05-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HYMAN EDWARD S
2. Issuer Name and Ticker or Trading Symbol
Evercore Inc. [ EVR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice Chair EVR & Chairman EISI
(Last) (First) (Middle)
C/O EVERCORE INC., 55 EAST 52ND STREET, FLOOR 38
3. Date of Earliest Transaction (MM/DD/YY)
05/13/2021
(Street)
NEW YORK, NY10055
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Partnership Units of Evercore LP 05/13/2021 D 1,200 D 47,119 D
Shares of Class B common stock, par value $0.01 per share 05/13/2021 A( 2 ) 1 A 1 D
Shares of Class B common stock, par value $0.01 per share 2 I Shares held in Corporation ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class A Partnership Units of Evercore LP ( 4 ) 05/13/2021 A 1,200 ( 4 ) ( 4 ) Shares of Class A common stock, par value $0.01 per share 1,200 ( 1 ) 1,200 ( 4 ) D
Class E Units of Evercore LP ( 4 ) ( 4 ) ( 4 ) Shares of Class A common stock, par value $0.01 per share ( 3 ) 2,545,205 I Shares in Corporation ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HYMAN EDWARD S
C/O EVERCORE INC.
55 EAST 52ND STREET, FLOOR 38
NEW YORK, NY10055
Vice Chair EVR & Chairman EISI
Signatures
/s/ Jason Klurfeld, as Attorney-in-Fact 05/14/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On May 13, 2021, the Reporting Person exchanged 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units
( 2 )On May 13, 2021, the Reporting Person purchased one share of Class B common stock for par value. Class B common stock has no associated economic rights.
( 3 )The Reporting Person holds 2,545,205 Class E Units and 2 Class B Shares through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.
( 4 )Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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