Sec Form 4 Filing - Klepper Robert Samuel @ SHOTSPOTTER, INC - 2018-04-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Klepper Robert Samuel
2. Issuer Name and Ticker or Trading Symbol
SHOTSPOTTER, INC [ SSTI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP Marketing and Products
(Last) (First) (Middle)
C/O SHOTSPOTTER, INC., 7979 GATEWAY BLVD., STE. 210
3. Date of Earliest Transaction (MM/DD/YY)
04/04/2018
(Street)
NEWARK, CA94560
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/04/2018 P 2 A $ 32.19 2 I By Son ( 1 )
Common Stock 06/19/2018 S( 2 ) 2 D $ 40.26 0 I By Son ( 1 )
Common Stock 07/05/2018 P 15 A $ 36.2 15 I By Son ( 1 )
Common Stock 07/05/2018 P 1 A $ 36.35 16 I By Son ( 1 )
Common Stock 07/05/2018 P 1 A $ 36.45 17 I By Son ( 1 )
Common Stock 07/05/2018 P 6 A $ 37.33 23 I By Son ( 1 )
Common Stock 07/06/2018 P 7 A $ 40.48 30 I By Son ( 1 )
Common Stock 07/09/2018 P 1 A $ 40.23 31 I By Son ( 1 )
Common Stock 07/10/2018 P 8 A $ 38.54 39 I By Son ( 1 )
Common Stock 07/31/2018 P 6 A $ 40.97 45 I By Son ( 1 )
Common Stock 07/15/2018 P 1 A $ 40.27 46 I By Son ( 1 )
Common Stock 08/30/2018 S( 3 ) 46 D $ 54.68 0 I By Son ( 1 )
Common Stock 09/04/2018 P 4 A $ 57.96 4 I By Son ( 1 )
Common Stock 09/17/2018 S( 4 ) 4 D $ 59.58 0 I By Son ( 1 )
Common Stock 10/16/2018 P 6 A $ 42.72 6 I By Son ( 1 )
Common Stock 10/22/2018 P 6 A $ 40.7 12 I By Son ( 1 )
Common Stock 10/24/2018 P 38 A $ 38.01 50 I By Son ( 1 )
Common Stock 10/25/2018 P 7 A $ 38.26 57 I By Son ( 1 )
Common Stock 12/17/2018 P 1 A $ 30.43 58 I By Son ( 1 )
Common Stock 01/25/2019 S( 5 ) 12 D $ 46.55 46 I By Son ( 1 )
Common Stock 01/31/2019 P 11 A $ 47.35 57 I By Son ( 1 )
Common Stock 03/11/2019 S( 6 ) 57 D $ 44.81 0 I ( 1 ) By Son
Common Stock 03/08/2019 A 6,674 ( 7 ) A $ 0 17,919 ( 8 ) D
Common Stock 03/11/2019 S 625 D $ 44.73 17,294 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Klepper Robert Samuel
C/O SHOTSPOTTER, INC.
7979 GATEWAY BLVD., STE. 210
NEWARK, CA94560
SVP Marketing and Products
Signatures
Robert S. Klepper, by /s/ Ron A. Metzger, Attorney-in-Fact 03/11/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
( 2 )The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2 shares of Issuer common stock at a price of $38.54 per share on July 10, 2018. The Reporting Person has agreed to pay to Issuer $3.44, representing the full amount of the profit realized in connection with the short-swing transaction.
( 3 )The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 45 shares, with the reporting person's purchase of 13 shares of Issuer common stock at a price of $36.20 per share on July 5, 2018, 1 share of Issuer common stock at a price of $36.35 on July 5, 2018, 1 share of Issuer common stock at a price of $36.45 on July 5, 2018, 6 shares of Issuer common stock at a price of $37.33 on July 5, 2018 and 24 shares of Issuer common stock at a price of $38.01 on October 24, 2018. The Reporting Person has agreed to pay to Issuer $799.46, representing the full amount of the profit realized in connection with the short-swing transaction.
( 4 )The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4 shares, with the reporting person's purchase of 2 shares of Issuer's common stock at a price of $32.19 on April 4, 2018, 1 share of Issuer's common stock at a price of $36.20 on July 5, 2018 and 1 share of Issuer's common stock at a price of $30.43 per share on December 17, 2018. The Reporting Person has agreed to pay to Issuer $107.31, representing the full amount of the profit realized in connection with the short-swing transaction.
( 5 )The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 12 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018. The reporting person has agreed to pay to Issuer $102.48, representing the full amount of the profit realized in connection with the short-swing transaction.
( 6 )The reporting person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 27 shares, with the reporting person's purchase of 6 shares of Issuer common stock at a price of $40.97 on July 31, 2018, 6 shares of Issuer common stock at a price of $42.72 on October 16, 2018, 6 shares of Issuer common stock at a price of $40.70 on October 22, 2018, 2 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018 and 7 shares of Issuer common stock at a price of $38.26 on October 25, 2018. The reporting person has agreed to pay to Issuer $119.69, representing the full amount of the profit realized in connection with the short-swing transaction.
( 7 )Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019,subject to continued employment on each such vesting date.
( 8 )Includes 625 shares acquired on December 13, 2018 under the Issuer's Employee Stock Purchase Plan.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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