Sec Form 3 Filing - MARINER HOLDINGS, LLC @ TORTOISE CAPITAL RESOURCES CORP - 2009-09-15

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MARINER HOLDINGS, LLC
2. Issuer Name and Ticker or Trading Symbol
TORTOISE CAPITAL RESOURCES CORP [ TTO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Affiliate of Inv Advisor
(Last) (First) (Middle)
4200 W. 115TH STREET, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
09/15/2009
(Street)
LEAWOOD, KS66211
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MARINER HOLDINGS, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
LABEL ARTS, LLC
PO BOX 727
KEMP, TX75143
Affiliate of Inv Advisor
WE R, LLC
631 NORTH 400 WEST
SALT LAKE CITY, UT84103
Affiliate of Inv Advisor
BAW INVESTMENTS, LLC
316 EAST 31ST STREET
KANSAS CITY, MO64108
Affiliate of Inv Advisor
BICKNELL PROPERTIES, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
GREAT PLAINS SANTA RITA, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
KCRS PARTNERS, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
Bicknell Family Management Company, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
Bicknell Family Holding Co LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD, KS66211
Affiliate of Inv Advisor
POWER GROUP COMPANY, LLC
12721 METCALF AVE., SUITE 103
OVERLAND PARK, KS66213
Affiliate of Inv Advisor
Signatures
/s/ Martin C. Bicknell, on behalf of all other reporting persons 10/19/2009
Signature of Reporting Person Date
/s/ Ryan Anderson, on behalf of BAW Investments, LLC 10/19/2009
Signature of Reporting Person Date
/s/ S. Kirk Lambright, on behalf of Label Arts, LLC and We R, LLC 10/19/2009
Signature of Reporting Person Date
Explanation of Responses:

Remarks:
A form 3 is limited to a maximum of ten reporting persons. As a result, this Form 3 is one of four filed today reporting the same securities by the following thirty-seven joint filers: Mariner Holdings, LLC, Mariner Consulting, LLC, Mariner Wealth Advisors, LLC, Mariner Value Strategies, LLC, Mariner Quantitative Solutions, LLC, MQS Long/Short Equity Fund, L.P., Mariner Real Estate Management, LLC, Mariner Real Estate Partners, LLC, Mariner Anderson One, LLC, Mariner Alternative Asset Management, LLC, Mariner Statistical Opportunities Fund, LP, Mariner Private Equity, LLC, Mariner Capital Ventures, LLC, Tortoise Holdings, LLC, Mariner Insurance Resources, LLC, Mariner Capital Partners, LLC, Mariner Medical Diagnostics 1, LLC, Label Real Estate, LLC, NPC Capital Partners II, LLC, Label Arts, LLC, We R, LLC, BAW Investments, LLC, Bicknell Properties, LLC, Great Plains Santa Rita, LLC, KCRS Partners, LLC, Bicknell Family Management Company, LLC, Bicknell Family Holding Company, LLC, Power Group Company, LLC, Power Group Risk Services, LLC, Adams-Gabbert & Associates, LLC, BF 161 Electric, LLC, BF Wyandotte Development, LLC, Rancho Sienna KC, LP, Trinity Bakersfield Development, LLC, Bicknell Family Finance Company, Santa Rita KC, LLC and Bicknell Family Management Company Trust.

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